Lochlainn Ohaimhirgin

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lochlainn Ohaimhirgin was a registered financial advisor .

Lochlainn is a previously registered financial advisor and started their career in finance in 1998. Lochlainn had worked at 11 firms and has passed the Series 6 exam.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 26, 2008 - May 20, 2009

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

HIGHLAND HEIGHTS, OH

Past

March 31, 2008 - May 20, 2009

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

HIGHLAND HEIGHTS, OH

Past

April 17, 2006 - May 25, 2007

ASSOCIATED SECURITIES CORP.

BD

CRD#: 12969

WILLOUGHBY HILLS, OH

Past

January 25, 2005 - April 21, 2005

LEGACY FINANCIAL SERVICES, INC.

BD

CRD#: 38697

PETALUMA, CA

Past

June 23, 2003 - January 31, 2005

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

WILLOUGHBY HILLS, OH

Past

June 20, 2003 - January 31, 2005

COMMONWEALTH FINANCIAL NETWORK

BD

CRD#: 8032

WALTHAM, MA

Past

January 2, 2003 - July 2, 2003

LPL FINANCIAL LLC

RIA

CRD#: 6413

WILLOUGHBY HILLS, OH

Past

December 20, 2002 - July 2, 2003

LPL FINANCIAL LLC

BD

CRD#: 6413

FORT MILL, SC

Past

July 16, 2001 - December 31, 2002

QUESTAR CAPITAL CORPORATION

BD

CRD#: 43100

MINNEAPOLIS, MN

Past

April 23, 2001 - June 25, 2001

USALLIANZ SECURITIES, INC.

BD

CRD#: 40875

MINNEAPOLIS, MN

Past

February 13, 2001 - April 25, 2001

FSC SECURITIES CORPORATION

BD

CRD#: 7461

ATLANTA, GA

Past

November 17, 1999 - October 25, 2000

PRUCO SECURITIES, LLC.

BD

CRD#: 5685

NEWARK, NJ

Past

July 31, 1998 - November 19, 1999

SIGNATOR INVESTORS, INC.

BD

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

RR

Series 6

Date: 7/30/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

ASSOCIATED SECURITIES CORP.

LEGACY FINANCIAL SERVICES, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

LPL FINANCIAL LLC

QUESTAR CAPITAL CORPORATION

USALLIANZ SECURITIES, INC.

FSC SECURITIES CORPORATION

PRUCO SECURITIES, LLC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 6

Date: 7/30/1998

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUST BUT VERIFY

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