Lucy B. Scott

INCOMPASS FINANCIAL PARTNERS

Marietta, GA 30068

Some features on this profile are disabled

CRD#: 3094913

Professional summary

Lucy Bowen Scott is a registered financial advisor currently at INCOMPASS FINANCIAL PARTNERS, LLC located in Marietta, Georgia and OSAIC WEALTH, INC. located in Marietta, Georgia.

Lucy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Lucy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Incompass Financial Partners LLC;investment related;4994 Lower Roswell RD,#4,Marietta,GA 30068;financial planning;financial planner;10/2020;160 hrs/month;6.5 hrs during trading;financial planning,servicing clients 2)Lucy Scott;not investment related;3914 Hollander Downs,Marietta,Ga 30066;notary public,Cobb County;notary;4/6/2020;.5 hrs/month;0 hrs during trading;notarize forms from time to time 3)Incompass Financial Partners,LLC;investment related;4494 Lower Roswell Road,Ste 4,Marietta,GA 30068;investment mgmt & financial planning;client services & financial planning manager;1/20/2022;160 hrs/month;6.5 hrs during trading;handling client servicing requests,opening advisory accounts,inputting & running financial plans,meeting with clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucy Bowen Scott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2023 - Present

INCOMPASS FINANCIAL PARTNERS, LLC

Office #1: 4994 Lower Roswell Road Suite 4, Marietta, GA 30068

RIA

CRD#: 318227

Marietta, GA

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 4994 Lower Roswell Rd. Suite #4, Marietta, GA 30068

RIA

CRD#: 23131

MARIETTA, GA

Past

July 7, 2000 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

MARIETTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INCOMPASS FINANCIAL PARTNERS, LLC

CRD#: 318227 / SEC#: 801-123067

RIA

Registered Investment Advisory firm - (1/18/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Georgia
(2/2/2023)

Georgia
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/23/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/6/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INCOMPASS FINANCIAL PARTNERS, LLC

CRD#: 318227 / SEC#: 801-123067

RIA

Registered Investment Advisory firm - (1/18/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4994 Lower Roswell Road Suite 4, Marietta, GA 30068

Mailing Address

Phone number

(770) 971-9141

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IFP FORM ADV PART 2A (7/10/2025)

Regulatory assets under management

Total Number of Accounts	839
AUM (Assets Under Management)	$ 164,172,439

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Alexander Paslay

KESTRA ADVISORY SERVICES, LLC

IAR

Woodstock, GA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lucy B. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucy Bowen Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

INCOMPASS FINANCIAL PARTNERS, LLC

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

Primary Firm SEC Registration

INCOMPASS FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/23/2001

SIE

Date: 10/1/2018

Series 7

Date: 7/6/2000

FINRA

Current Firm

INCOMPASS FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INCOMPASS FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors