Robert M. Van Allen
Professional summary
Robert Murray John Van Allen, CIMA®, who also goes by Robert John Van Allen, Bob Vanallen, Bobby Vanallen, Robert John Vanallen, Robert Murray John Vanallen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Renton, Washington and CETERA INVESTMENT SERVICES LLC located in Renton, Washington.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Murray John Van Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 900 Sw 16th St Suite 110, Renton, WA 98057January 6, 2025 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 900 Sw 16th St Suite 110, Renton, WA 98057June 14, 2024 - December 23, 2024
OSAIC WEALTH, INC.
November 28, 2023 - December 13, 2024
PFG ADVISORS
November 10, 2023 - June 14, 2024
SECURITIES AMERICA, INC.
July 19, 2023 - September 11, 2023
LPL FINANCIAL LLC
July 19, 2023 - September 11, 2023
LPL FINANCIAL LLC
October 10, 2019 - July 19, 2023
BANCWEST INVESTMENT SERVICES, INC.
October 8, 2019 - July 19, 2023
BANCWEST INVESTMENT SERVICES, INC.
May 8, 2014 - October 2, 2019
VOYA INVESTMENTS DISTRIBUTOR, LLC
May 6, 2014 - October 2, 2019
VOYA INVESTMENT MANAGEMENT CO. LLC
February 18, 2014 - April 28, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
February 26, 2009 - February 13, 2014
UBS FINANCIAL SERVICES INC.
April 20, 2006 - March 12, 2009
CITIGROUP GLOBAL MARKETS INC.
October 25, 2003 - April 20, 2006
SCOTTRADE, INC.
April 24, 2000 - June 10, 2003
CHARLES SCHWAB & CO., INC.
July 27, 1998 - January 3, 2000
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
