ML
Matthew L. Lovett
BROOKSTONE CAPITAL MANAGEMENT LLC
WHEATON, IL 60189
Some features on this profile are disabled
CRD#: 3094561
ML
Professional summary
Matthew Lee Lovett, who also goes by Matt Lovett, Matthew Lovett, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Wheaton, Illinois.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Matthew has worked at 12 firms and has passed the Series 66, Series 63, Series 87, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt Lovett | Matthew Lovett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ML COMPLIANCE CONSULTING. INDEPENDENT COMPLIANCE CONSULTANT PROVIDING CONSULTING SERVICES TO ADVISORS, BROKER DEALERS AND LAW FIRMS.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Lee Lovett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2013 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 1745 S. Naperville Road Suite 200, Wheaton, IL 60189RIA
CRD#: 141413
WHEATON, IL
Past
July 25, 2013 - December 17, 2015
HERITAGE CAPITAL MANAGEMENT INC
RIA
CRD#: 110383
SCHAUMBURG, IL
Past
September 25, 2012 - May 17, 2013
JHS CAPITAL ADVISORS, LLC
RIA
CRD#: 112097
TAMPA, FL
Past
September 4, 2012 - May 17, 2013
JHS CAPITAL ADVISORS, LLC
BD
CRD#: 112097
TAMPA, FL
Past
July 9, 2012 - July 12, 2012
PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.
RIA
CRD#: 155820
CHICAGO, IL
Past
May 3, 2010 - June 28, 2012
WORLD EQUITY GROUP, INC.
RIA
CRD#: 29087
ARLINGTON HEIGHTS, IL
Past
May 3, 2010 - June 28, 2012
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
ARLINGTON HEIGHTS, IL
Past
November 9, 2009 - April 29, 2010
BREWER INVESTMENT ADVISORS LLC
RIA
CRD#: 134631
CHICAGO, IL
Past
November 9, 2009 - April 29, 2010
BREWER FINANCIAL SERVICES, LLC
BD
CRD#: 132558
CHICAGO, IL
Past
September 14, 2005 - September 23, 2009
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
ITASCA, IL
Past
September 24, 2002 - September 9, 2005
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
CINCINNATI, OH
Past
June 25, 2002 - July 11, 2002
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
CHARLOTTE, NC
Past
January 26, 2000 - July 11, 2002
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
CHARLOTTE, NC
Past
October 5, 1999 - January 21, 2000
HARRISDIRECT LLC
BD
CRD#: 42159
JERSEY CITY, NJ
Past
August 27, 1998 - July 9, 1999
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(11/12/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
