Mark G. Forlenza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Gerard Forlenza, who also goes by Mark G Forlenza, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1998. Mark had worked at 3 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2012 - June 8, 2012
TOUSSAINT CAPITAL PARTNERS, LLC
October 30, 2000 - April 4, 2011
HILLTOP SECURITIES INC.
August 27, 1998 - November 6, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 2/1/2002
Limited Representative-Equity Trader ExamCurrent Firm
TOUSSAINT CAPITAL PARTNERS, LLC
CRD#: 130290 / SEC#: , 8-66330
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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