RT
Ryan C. Todd
GREAT VALLEY ADVISOR GROUP
Chester Springs, PA 19425
Some features on this profile are disabled
CRD#: 3093364
RT
Professional summary
Ryan Christopher Todd, who also goes by Ryan C Todd, is a registered financial advisor currently at GREAT VALLEY ADVISOR GROUP, LLC located in Chester Springs, Pennsylvania and LPL FINANCIAL LLC located in Wilmington, Delaware.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Ryan has worked at 7 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan C Todd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/19/2014: OLD SCHOOL HOUSE PROPERTIES - INV REL - 2200 FLOWING SPRINGS ROAD, CHESTER SPRINGS, PA 19425 - REAL ESTATE RENTAL - 1% OF TIME SPENT - PARTIAL OWNER 2. 05/19/2014: 1200 PENNSYLVANIA PROPERTIES, LP - INV REL - 1200 PENNSYLVANIA AVENUE, WILMINGTON, DELAWARE 19806 - REAL ESTATE RENTAL - 1% OF TIME SPENT - PARTIAL OWNER 3. 03/24/2015: GREAT VALLEY ADVISOR GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 10/01/2013 - 20 HR/MO ALL DURING SECS TRDG HRS 4. 04/08/2015: GREAT VALLEY ADVISOR GROUP - INV REL - 2728 COUNTY ROAD D EAST, WHITE BEAR LAKE, MN 55110 - REGISTERED INVESTMENT ADVISOR HYBRID: GREAT VALLEY ADVISOR GROUP - START 03/21/2014 - 5 HR/MO NONE DURING SECS TRDG HRS - IAR 5. 04/30/2015 - TODD AND TODD, LLP - NOT INV REL - TAX PREP/ACCOUNTING/CPA - START 01/01/2005 - 60 Hrs/Mth - 3 Hrs During Trading. 6. 02/18/2016 - CHESTER SPRINGS FINANCIAL GROUP - INV REL - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - START 02/18/2016 - 15 HOURS PER MONTH, 1 DURING TRADING - INVERSTMENT SERVICES FOR LPL BUSINESS 7. 02/18/2016 - DOYLESTOWN WEALTH MANAGEMENT - INV REL - 2200 FLOWING SPRINGS ROAD CHESTER SPRINGS PA 19425 - DBA for LPL Business (entity for LPL business) - START 02/16/2016 - 5 HOURS PER MONTH, 1 DURING TRADING - DBA FOR ADVISORS UNDER MY OSJ 8. 12/13/2018 - 165 W ASHLAND STREET, LLC - Investment Related - DOYLESTOWN, PA - Real Estate Rental - Started 09/24/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 9. 10/21/2020 - No Business Name - Investment Related - SURF CITY, NJ - Real Estate Rental - Started 04/22/2016 - 0 Hours Per Month - SUMMER BEACH RENTAL. 10. 05/22/2024 - GVA WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/16/2024 - 5 Hours Per Month/ 1 Hour During Trading 11. 06/14/2024 - GVA RETIREMENT PARTNERS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 5 Hours Per Month/ 1 Hour During Trading 12. 09/30/2024 - GREAT VALLEY ADVISORS RETIREMENT PARTNERS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 5 hrs a mth/ 1 hr during trading. 13) 08/25/2025 - GVA ASSET MANAGEMENT - Investment Related -DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:08/20/2025 - 1 Hrs/Mth - 1 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Christopher Todd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2018 - Present
GREAT VALLEY ADVISOR GROUP, LLC
Office #1: 2200 Flowing Spring Rd, Chester Springs, PA 19425RIA
CRD#: 123913
Chester Springs, PA
Current
September 26, 2009 - Present
LPL FINANCIAL LLC
Office #1: 1200 Pennsylvania Ave Ste 202a, Wilmington, DE 19806-4316RIA
BD
CRD#: 6413
Wilmington, DE
Past
February 5, 2009 - October 7, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
CHESTER SPRINGS, PA
Past
March 7, 2006 - February 17, 2009
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
CHESTER SPRINGS, PA
Past
March 1, 2002 - December 1, 2005
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
June 22, 1999 - November 26, 2001
TAFFERER TRADING, LLC
BD
CRD#: 36816
NEW YORK, NY
Past
August 31, 1998 - June 15, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GREAT VALLEY ADVISOR GROUP, LLC
AFFIRMATIVE WEALTH PARTNERS | WOITA & ASSOCIATES | WILLOW RIVER WEALTH MANAGEMENT | WEDDINGTON ADVISORS | WEALTH RIDGE PLANNING | WAITE WEALTH MANAGEMENT | VALOR ASSET MANAGEMENT OF GREAT VALLEY ADVISOR GROUP | VALOR ASSET MANAGEMENT | US WEALTH ROPELEWSKI | US WEALTH QUIRK | US WEALTH OMAN | US WEALTH MANAGEMENT NEWPORT | US WEALTH MANAGEMENT NEW HAVEN | US WEALTH MANAGEMENT | US WEALTH HOWE | US WEALTH FARMINGTON VALLEY | US WEALTH CRAWFORD | US WEALTH CLARKE | US WEALTH BRAINTREE | UNION ADVISORS | U ADVISORS | TWO RIVERS WEALTH MANAGEMENT | TREND WISE WEALTH | TREASURE COAST WEALTH | THOMPSON FINANCIAL | THE RIDGEVIEW GROUP WEALTH MANAGEMENT | THE READY GROUP | THE NEXT LEVEL PLANNING & WEALTH MANAGEMENT | THE CAPITAL LEGACY, LLC | SWAN WEALTH MANAGEMENT GROUP, INC. | STRAIGHT FORWARD FINANCIAL | STONECREEK WEALTH MANAGEMENT | STONECREEK FINANCIAL | STONEBRIDGE WEALTH MANAGEMENT | SMILER FINANCIAL | SIMPLIFIED FINANCIAL LLC | SENTIENT WEALTH GROUP | SAPPHIRE WEALTH ADVISORY, INC. | SALT FINANCIAL, LLC | SALT FINANCIAL GROUP LLC | ROSENAU FINANCIAL ADVISORS | ROPE FINANCIAL | ROCK ISLAND FINANCIAL | PURSUIT WEALTH MANAGEMENT | PRESTIGE WEALTH PARTNERS LLC | PETERS FINANCIAL PLANNING CORPORATION | PEAKHAVEN ASSET MANAGEMENT | PARAGON WEALTH MANAGEMENT | P.M.A WEALTH MANAGEMENT | OPULENCE WEALTH MANAGEMENT | OPTIMAL WEALTH SERVICES | OC WEALTH MANAGEMENT, INC. | OAKPOINT WEALTH MANAGEMENT | NORTH POINT ADVISOR GROUP | NEXA FINANCIAL GROUP | NEW PERSPECTIVE FINANCIAL GROUP | NAUTIC FINANCIAL GROUP, LLC. | MILLSTONE WEALTH MANAGEMENT | MERIDIAN RETIREMENT PLANNING SERVICES | MERIDIAN FINANCIAL SERVICES | MDA WEALTH MANAGEMENT | MARON FINANCIAL SOLUTIONS | KNIGHT WEALTH MANAGEMENT, INC. | KAVE FAMILY FINANCIAL | KARP FINANCIAL SERVICES INC. | JUPITER WEALTH PLANNING | JERVEY GENESIS WEALTH MANAGEMENT SOLUTIONS | JEFFRUB WEALTH MANAGEMENT | J W JOSEPHS FINANCIAL | INNOVATIVE PLANNING GROUP - IPG | HART WEALTH MANAGEMENT | HARDING CAPITAL MANAGEMENT, LLC | HAAS FINANCIAL GROUP | GVA WEALTH MANAGEMENT | GVA RETIREMENT PARTNERS | GVA ASSET MANAGEMENT | GRIFFITHS FINANCIAL SERVICES | GREAT VALLEY WEALTH MANAGEMENT | GREAT VALLEY ADVISORS RETIREMENT PARTNERS | GREAT VALLEY ADVISORS 401K CONSULTING | GREAT VALLEY ADVISOR GROUP, LLC | GREAT VALLEY ADVISOR GROUP, INC. | GREAT VALLEY ADVISOR GROUP | GORNITZKY SAGE WEALTH MANAGEMENT GROUP, INC. | GAINES FINANCIAL GROUP | FORMATION FINANCIAL | FLEISCHAUER FINANCIAL MANAGEMENT, INC. | FITCH AND STRONG GROUP | FIRST LIGHT FINANCIAL | ENDEAVR WEALTH PLANNING | DSB ROCK ISLAND WEALTH MANAGEMENT, LLC. | DOYLESTOWN WEALTH MANAGEMENT, INC. | DOWNINGTOWN FINANCIAL | DIVERSIFIED WEALTH MANAGEMENT OF OK, LLC | COVINGTON ALSINA | CORNERSTONE PORTFOLIOS, LLC | CONSILIUM PRIVATE WEALTH | CLINTON WEALTH MANAGEMENT | CLEAR WEALTH PLANNING SOLUTIONS | CHRIS SMITH WEALTH MANAGEMENT | CHEW FINANCIAL GROUP | CHESTER SPRINGS FINANCIAL GROUP, LLC | CHESAPEAKE FINANCIAL PARTNERS | CAPPY'S FINANCIAL PLANNING LLC | CAPELLA WEALTH MANAGEMENT | BOYAR WEALTH MANAGEMENT, INC. | BLOSSOM FINANCIAL | BIG HORN FINANCIAL SERVICES, LLC | BEYOND WEALTH FINANCIAL ADVISORS | BERNICKE WEALTH MANAGEMENT - WOODBURY | BERNICKE WEALTH MANAGEMENT | BAY STREET WEALTH PARTNERS | BAVIELLO INVESTMENT MANAGEMENT | BANTZ FINANCIAL GROUP | BALANCED INVESTMENT STRATEGIES, INC. | ARTHUR LEA INVESTMENTS | AMERICAN WEALTH EXECUTIVES, LLC | AMERICAN WEALTH EXECUTIVES LLC | ALLIANCE WEALTH MANAGEMENT, INC. | ALLEN FINANCIAL SERVICES | ALAN PETER & ASSOCIATES
CRD#: 123913 / SEC#: 801-72270
RIA
Registered Investment Advisory firm - (4/8/2011 Approved)Delaware
Registered Investment Advisory firm - (4/12/2011 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2011 Terminated)New Jersey
Registered Investment Advisory firm - (4/13/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/11/2014)
RR
Alaska(1/31/2017)
RR
Arizona(1/7/2015)
RR
Arkansas(1/7/2015)
RR
California(1/7/2015)
RR
Colorado(1/7/2015)
RR
Connecticut(1/7/2015)
RR
Delaware(12/10/2014)
RR
District of Columbia(1/7/2015)
RR
Florida(1/7/2015)
RR
Georgia(1/7/2015)
RR
Hawaii(6/11/2019)
RR
Idaho(1/7/2015)
RR
Illinois(1/7/2015)
RR
Indiana(1/9/2015)
RR
Iowa(1/7/2015)
RR
Kansas(1/7/2015)
RR
Kentucky(1/7/2015)
RR
Louisiana(1/7/2015)
RR
Maine(1/7/2015)
RR
Maryland(1/7/2015)
RR
Massachusetts(1/7/2015)
RR
Michigan(1/7/2015)
RR
Minnesota(1/7/2015)
RR
Mississippi(1/7/2015)
RR
Missouri(1/7/2015)
RR
Montana(1/7/2015)
RR
Nebraska(1/23/2015)
RR
Nevada(1/7/2015)
RR
New Hampshire(1/7/2015)
RR
New Jersey(1/7/2015)
RR
New Mexico(1/7/2015)
RR
New York(1/7/2015)
RR
North Carolina(1/9/2015)
RR
North Dakota(7/10/2015)
RR
Ohio(1/8/2015)
RR
Oklahoma(1/7/2015)
RR
Oregon(1/7/2015)
RR
Pennsylvania(9/26/2009)
IAR
Pennsylvania(2/1/2018)
RR
Puerto Rico(10/3/2025)
RR
Rhode Island(1/7/2015)
RR
South Carolina(1/7/2015)
RR
South Dakota(1/7/2015)
RR
Tennessee(1/9/2015)
RR
Texas(1/7/2015)
RR
Utah(1/7/2015)
RR
Vermont(1/7/2015)
RR
Virgin Islands(11/8/2023)
RR
Virginia(1/7/2015)
RR
Washington(1/7/2015)
RR
West Virginia(1/7/2015)
RR
Wisconsin(1/9/2015)
RR
Wyoming(1/9/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/27/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GV
GREAT VALLEY ADVISOR GROUP, LLC
AFFIRMATIVE WEALTH PARTNERS | WOITA & ASSOCIATES | WILLOW RIVER WEALTH MANAGEMENT | WEDDINGTON ADVISORS | WEALTH RIDGE PLANNING | WAITE WEALTH MANAGEMENT | VALOR ASSET MANAGEMENT OF GREAT VALLEY ADVISOR GROUP | VALOR ASSET MANAGEMENT | US WEALTH ROPELEWSKI | US WEALTH QUIRK | US WEALTH OMAN | US WEALTH MANAGEMENT NEWPORT | US WEALTH MANAGEMENT NEW HAVEN | US WEALTH MANAGEMENT | US WEALTH HOWE | US WEALTH FARMINGTON VALLEY | US WEALTH CRAWFORD | US WEALTH CLARKE | US WEALTH BRAINTREE | UNION ADVISORS | U ADVISORS | TWO RIVERS WEALTH MANAGEMENT | TREND WISE WEALTH | TREASURE COAST WEALTH | THOMPSON FINANCIAL | THE RIDGEVIEW GROUP WEALTH MANAGEMENT | THE READY GROUP | THE NEXT LEVEL PLANNING & WEALTH MANAGEMENT | THE CAPITAL LEGACY, LLC | SWAN WEALTH MANAGEMENT GROUP, INC. | STRAIGHT FORWARD FINANCIAL | STONECREEK WEALTH MANAGEMENT | STONECREEK FINANCIAL | STONEBRIDGE WEALTH MANAGEMENT | SMILER FINANCIAL | SIMPLIFIED FINANCIAL LLC | SENTIENT WEALTH GROUP | SAPPHIRE WEALTH ADVISORY, INC. | SALT FINANCIAL, LLC | SALT FINANCIAL GROUP LLC | ROSENAU FINANCIAL ADVISORS | ROPE FINANCIAL | ROCK ISLAND FINANCIAL | PURSUIT WEALTH MANAGEMENT | PRESTIGE WEALTH PARTNERS LLC | PETERS FINANCIAL PLANNING CORPORATION | PEAKHAVEN ASSET MANAGEMENT | PARAGON WEALTH MANAGEMENT | P.M.A WEALTH MANAGEMENT | OPULENCE WEALTH MANAGEMENT | OPTIMAL WEALTH SERVICES | OC WEALTH MANAGEMENT, INC. | OAKPOINT WEALTH MANAGEMENT | NORTH POINT ADVISOR GROUP | NEXA FINANCIAL GROUP | NEW PERSPECTIVE FINANCIAL GROUP | NAUTIC FINANCIAL GROUP, LLC. | MILLSTONE WEALTH MANAGEMENT | MERIDIAN RETIREMENT PLANNING SERVICES | MERIDIAN FINANCIAL SERVICES | MDA WEALTH MANAGEMENT | MARON FINANCIAL SOLUTIONS | KNIGHT WEALTH MANAGEMENT, INC. | KAVE FAMILY FINANCIAL | KARP FINANCIAL SERVICES INC. | JUPITER WEALTH PLANNING | JERVEY GENESIS WEALTH MANAGEMENT SOLUTIONS | JEFFRUB WEALTH MANAGEMENT | J W JOSEPHS FINANCIAL | INNOVATIVE PLANNING GROUP - IPG | HART WEALTH MANAGEMENT | HARDING CAPITAL MANAGEMENT, LLC | HAAS FINANCIAL GROUP | GVA WEALTH MANAGEMENT | GVA RETIREMENT PARTNERS | GVA ASSET MANAGEMENT | GRIFFITHS FINANCIAL SERVICES | GREAT VALLEY WEALTH MANAGEMENT | GREAT VALLEY ADVISORS RETIREMENT PARTNERS | GREAT VALLEY ADVISORS 401K CONSULTING | GREAT VALLEY ADVISOR GROUP, LLC | GREAT VALLEY ADVISOR GROUP, INC. | GREAT VALLEY ADVISOR GROUP | GORNITZKY SAGE WEALTH MANAGEMENT GROUP, INC. | GAINES FINANCIAL GROUP | FORMATION FINANCIAL | FLEISCHAUER FINANCIAL MANAGEMENT, INC. | FITCH AND STRONG GROUP | FIRST LIGHT FINANCIAL | ENDEAVR WEALTH PLANNING | DSB ROCK ISLAND WEALTH MANAGEMENT, LLC. | DOYLESTOWN WEALTH MANAGEMENT, INC. | DOWNINGTOWN FINANCIAL | DIVERSIFIED WEALTH MANAGEMENT OF OK, LLC | COVINGTON ALSINA | CORNERSTONE PORTFOLIOS, LLC | CONSILIUM PRIVATE WEALTH | CLINTON WEALTH MANAGEMENT | CLEAR WEALTH PLANNING SOLUTIONS | CHRIS SMITH WEALTH MANAGEMENT | CHEW FINANCIAL GROUP | CHESTER SPRINGS FINANCIAL GROUP, LLC | CHESAPEAKE FINANCIAL PARTNERS | CAPPY'S FINANCIAL PLANNING LLC | CAPELLA WEALTH MANAGEMENT | BOYAR WEALTH MANAGEMENT, INC. | BLOSSOM FINANCIAL | BIG HORN FINANCIAL SERVICES, LLC | BEYOND WEALTH FINANCIAL ADVISORS | BERNICKE WEALTH MANAGEMENT - WOODBURY | BERNICKE WEALTH MANAGEMENT | BAY STREET WEALTH PARTNERS | BAVIELLO INVESTMENT MANAGEMENT | BANTZ FINANCIAL GROUP | BALANCED INVESTMENT STRATEGIES, INC. | ARTHUR LEA INVESTMENTS | AMERICAN WEALTH EXECUTIVES, LLC | AMERICAN WEALTH EXECUTIVES LLC | ALLIANCE WEALTH MANAGEMENT, INC. | ALLEN FINANCIAL SERVICES | ALAN PETER & ASSOCIATES
CRD#: 123913 / SEC#: 801-72270
RIA
Registered Investment Advisory firm - (4/8/2011 Approved)Delaware
Registered Investment Advisory firm - (4/12/2011 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2011 Terminated)New Jersey
Registered Investment Advisory firm - (4/13/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 Pennsylvania Ave Suite 202, Wilmington, DE 19806
Mailing Address
Phone number
(302) 483-7200
Established
Firm type
Fiscal year end
# of Employees
333
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 33,099 |
| AUM (Assets Under Management) | $ 9,732,148,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
