PV
Paul Valerio
TRUIST ADVISORY SERVICES
BOYERTOWN, PA 19512
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CRD#: 3093249
PV
Professional summary
Paul Valerio is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Boyertown, Pennsylvania and TRUIST INVESTMENT SERVICES, INC. located in Honey Brook, Pennsylvania.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Paul has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MAHOE ASSIGN AND OFFICIATE HIGH SCHOOL AND COLLEGE ICE HOCKEY GAMES. TREASURER OF ICE HOCKEY GROUP KLOA ASSIGN AND OFFICIATE HIGH SCHOOL AND YOUTH LACROSSE GAMES; 5 HRS/WEEK; APPROXIMATELY $4000/YEAR. NAIFA POSITION: BOARD MEMBER NATURE: I AM ON THE BOARD OF THE NAIFA PA. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2001 ADDRESS: 4811JNESTOWN RD, SUITE 233, HARRISBURG PA 17109
CRS (Client Relationship Summary) - RIA
Click below to view Paul Valerio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1 W Philadelphia Ave, Boyertown, PA 19512RIA
CRD#: 283390
BOYERTOWN, PA
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 4710 Horseshoe Pike, Honey Brook, PA 19344Office #2: 420 Main St, Oley, PA 19547Office #3: 159 East High St, Pottstown, PA 19464Office #4: 2900 N Charlotte St, Gilbertsville, PA 19525Office #5: 750 Crossings Blvd, Elverson, PA 19520Office #6: 1 W Philadelphia Ave, Boyertown, PA 19512Office #7: 706 Main St, Bally, PA 19503BD
CRD#: 17499
Honey Brook, PA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
July 13, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
BOYERTOWN, PA
Past
July 13, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
BOYERTOWN, PA
Past
January 21, 2014 - July 12, 2016
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
BOYERTOWN, PA
Past
May 17, 2012 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
BOYERTOWN, PA
Past
May 17, 2012 - July 12, 2016
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
BOYERTOWN, PA
Past
April 6, 2011 - May 11, 2012
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
COLLEGEVILLE, PA
Past
October 19, 2007 - July 23, 2010
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
POTTSTOWN, PA
Past
October 17, 2006 - July 23, 2010
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
POTTSTOWN, PA
Past
January 5, 2006 - October 9, 2006
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
POTTSTOWN, PA
Past
June 23, 2003 - October 9, 2006
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
POTTSTOWN, PA
Past
September 4, 2001 - June 3, 2003
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
September 4, 2001 - June 3, 2003
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
November 10, 1999 - July 30, 2001
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/1/2021)
RR
Arizona(2/17/2021)
RR
Arkansas(7/24/2024)
RR
California(2/17/2021)
RR
Colorado(2/17/2021)
RR
Connecticut(2/17/2021)
RR
Delaware(2/17/2021)
RR
District of Columbia(7/18/2024)
RR
Florida(2/17/2021)
RR
Georgia(7/18/2024)
RR
Illinois(7/18/2024)
RR
Indiana(2/17/2021)
RR
Kentucky(2/17/2021)
RR
Louisiana(2/17/2021)
RR
Maine(2/17/2021)
RR
Maryland(2/17/2021)
RR
Massachusetts(2/17/2021)
RR
Michigan(2/17/2021)
RR
Minnesota(7/18/2024)
RR
Missouri(2/17/2021)
RR
Montana(2/17/2021)
RR
Nevada(2/17/2021)
RR
New Hampshire(2/17/2021)
RR
New Jersey(2/17/2021)
RR
New Mexico(7/18/2024)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
Ohio(2/17/2021)
RR
Oregon(2/17/2021)
RR
Pennsylvania(2/17/2021)
IAR
Pennsylvania(2/17/2021)
RR
Rhode Island(7/18/2024)
RR
South Carolina(2/17/2021)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
RR
Vermont(2/17/2021)
RR
Virginia(2/17/2021)
RR
West Virginia(7/18/2024)
RR
Wisconsin(7/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Boyertown, PA 19512TRUST BUT VERIFY
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