Stephen J. Miles
Professional summary
Stephen John Miles is a registered financial professional currently at STONELIVING SECURITIES, LLC located in West Palm Beach, Florida.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1998. Stephen has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen John Miles's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2011 - Present
STONELIVING SECURITIES, LLC
March 15, 2006 - January 8, 2007
GOLDSMITH, AGIO, HELMS SECURITIES, INC.
January 5, 2001 - December 20, 2005
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
November 20, 1998 - September 10, 1999
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
(8/22/2023)
(2/10/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
STONELIVING SECURITIES, LLC
CRD#: 153565 / SEC#: , 8-68551
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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