Rick Z. Hyman
Professional summary
Rick Zachary Hyman, who also goes by Rick Zachary Hyman, Ricky Hyman, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Rick is registered as a RR (Registered Representative) and started their career in finance in 1999. Rick has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rick Zachary Hyman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2026 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 21, 2023 - December 31, 2025
VANDERBILT SECURITIES, LLC
March 1, 2021 - April 24, 2023
THE LEADERS GROUP, INC.
July 3, 2001 - October 15, 2010
TOWER SQUARE SECURITIES, INC.
November 7, 2000 - April 2, 2001
ROBERT W. BAIRD & CO. INCORPORATED
September 26, 2000 - April 2, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 22, 1999 - August 3, 2000
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2026)
(1/2/2026)
(1/5/2026)
(1/2/2026)
(4/15/2026)
(1/2/2026)
(1/2/2026)
(1/2/2026)
Exams
Series 6TO
Date: 3/1/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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