Frank W. Kapitza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Wilhelm Kapitza was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1998. Frank had worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2025 - September 30, 2025
PARAMOUNT FINANCIAL
August 8, 2006 - August 29, 2024
WORLD INVESTMENTS, LLC
July 26, 2006 - August 29, 2024
WORLD INVESTMENTS, LLC
October 20, 2004 - November 1, 2005
MML INVESTORS SERVICES, LLC
March 9, 2004 - August 12, 2004
WORLD GROUP SECURITIES, INC.
July 2, 2002 - January 14, 2004
C.J.M. ASSET MANAGEMENT, LLC
February 21, 2001 - January 14, 2004
C. J. M. PLANNING CORP.
October 15, 1998 - February 7, 2001
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAMOUNT FINANCIAL
CRD#: 317735 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 173 |
| AUM (Assets Under Management) | $ 21,664,140 |
Red Flags
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