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JE

Jason Scott Eynon

WELLS FARGO SECURITIES
EL SEGUNDO, CA
·CRD# 3092404·27 years experience

Professional Summary

Jason Scott Eynon is a registered financial advisor currently at WELLS FARGO SECURITIES, LLC located in El Segundo, California. Jason is registered as a RR (Registered Representative) and started their career in finance in 1999. Jason has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

Current

WELLS FARGO SECURITIES, LLCCurrent·CRD# 126292
BD
2141 Rosecrans Avenue, El Segundo, CA 90245
January 12, 2016 - Present

Past

JANNEY MONTGOMERY SCOTT LLCPast·CRD# 463
BD
Irvine, CA
July 21, 2014 - December 16, 2015
JEFFERIES LLCPast·CRD# 2347
BD
Los Angeles, CA
January 7, 2009 - March 31, 2014
UBS SECURITIES LLCPast·CRD# 7654
BD
El Segundo, CA
May 12, 2005 - December 3, 2008
WELLS FARGO SECURITIES, LLCPast·CRD# 126292
BD
Charlotte, NC
March 1, 2004 - April 19, 2005
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLCPast·CRD# 25567
BD
New York, NY
April 23, 2003 - February 26, 2004
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLCPast·CRD# 25567
BD
New York, NY
December 14, 1999 - April 9, 2001

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Current Firm

WF
WELLS FARGO SECURITIES, LLC

WACHOVIA CAPITAL MARKETS, LLC | WELLS FARGO SECURITIES, LLC | WELLS FARGO SECURITIES | WELLS FARGO CORPORATE AND/& INVESTMENT BANKING | WACHOVIA CORPORATE & INVESTMENT BANKING, LLC

CRD#: 126292 / SEC#: 8-65876
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

550 South Tryon Street 6th Floor D1086-060, Charlotte, NC, 28202

Mailing Address

1 N Jefferson Ave H0004-05g, St. Louis, MO 63103

Phone Number

(314) 875-3000

Established

Delaware since 03/05/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EVEREN CAPITAL CORPORATIONPARENT—
CHESTER, KARA MCSHANEDIRECTOR/MANAGER2679854
CONNOR, TIMOTHY MICHAELPRINCIPAL FINANCIAL OFFICER8157713
MACCHIO, PETERCHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER2124187
OHARA, TIMOTHY PATRICKDIRECTOR/MANAGER2095368
RILEY, MICHAEL FRANCISDIRECTOR/MANAGER4165280
RIVAS, FERNANDO SCHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER4803269
SMITH, DANIEL DCHIEF OPERATIONS OFFICER5500659
SULIMIRSKI, EDWARDDIRECTOR/MANAGER/CONTROL PRINCIPAL2287347
THOMAS, DANIEL JEROME JRDIRECTOR/MANAGER—

Disclosures

Regulatory Event

161

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/12/2016)
RR
Alaska
(1/12/2016)
RR
Arizona
(1/12/2016)
RR
Arkansas
(1/12/2016)
RR
California
(1/12/2016)
RR
Colorado
(1/12/2016)
RR
Connecticut
(1/12/2016)
RR
Delaware
(1/12/2016)
RR
District of Columbia
(1/12/2016)
RR
Florida
(1/12/2016)
RR
Georgia
(1/12/2016)
RR
Hawaii
(1/12/2016)
RR
Idaho
(1/12/2016)
RR
Illinois
(1/12/2016)
RR
Indiana
(1/12/2016)
RR
Iowa
(1/12/2016)
RR
Kansas
(1/12/2016)
RR
Kentucky
(1/12/2016)
RR
Louisiana
(1/12/2016)
RR
Maine
(1/12/2016)
RR
Maryland
(1/12/2016)
RR
Massachusetts
(1/14/2016)
RR
Michigan
(1/12/2016)
RR
Minnesota
(1/12/2016)
RR
Mississippi
(1/12/2016)
RR
Missouri
(1/12/2016)
RR
Montana
(1/12/2016)
RR
Nebraska
(1/12/2016)
RR
Nevada
(1/12/2016)
RR
New Hampshire
(1/12/2016)
RR
New Jersey
(1/12/2016)
RR
New Mexico
(1/12/2016)
RR
New York
(1/12/2016)
RR
North Carolina
(1/12/2016)
RR
North Dakota
(1/12/2016)
RR
Ohio
(1/12/2016)
RR
Oklahoma
(1/12/2016)
RR
Oregon
(1/12/2016)
RR
Pennsylvania
(1/12/2016)
RR
Puerto Rico
(1/20/2016)
RR
Rhode Island
(1/12/2016)
RR
South Carolina
(1/12/2016)
RR
South Dakota
(1/12/2016)
RR
Tennessee
(1/12/2016)
RR
Texas
(1/12/2016)
RR
Utah
(1/12/2016)
RR
Vermont
(1/12/2016)
RR
Virgin Islands
(1/21/2016)
RR
Virginia
(1/12/2016)
RR
Washington
(1/12/2016)
RR
West Virginia
(1/12/2016)
RR
Wisconsin
(1/12/2016)
RR
Wyoming
(1/12/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1999About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2004About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1999About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Nov 2022About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Jason Scott Eynon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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