TC
Timothy S. Callan
ALPHACORE CAPITAL LLC
LA JOLLA, CA 92037
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CRD#: 3092202
TC
Professional summary
Timothy Smith Callan, CFP®, CPWA®, who also goes by Tim Smith Callan, is a registered financial advisor currently at ALPHACORE CAPITAL LLC located in La Jolla, California.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Timothy has worked at 3 firms and has passed the Series 66, Series 65 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Smith Callan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
As of August 2017, Timothy Callan serves as the managing member of Salena LLC. Salena LLC is a real estate investment company. This involvement takes approximately 5 hours of Mr. Callan's time monthly. Salena LLC is investment-related. 5932 Avenida Chamnez San Diego, CA 92037 As of May 2016,� Timothy Callan began serving as a partner of the entity TriCal LLC. TriCal was formed to hold investments for its partners. TriCal currently holds 5% profit's interest in Alternative Fund Advisors LLC. and Mr. Callan spends 0 hours per month working on TriCal. TriCal is investment-related.� 5932 Avenida Chamnez San Diego, CA 92037 As of May, 2023 Timothy Callan serves as a consultant for Alternative Fund Advisors, LLC. This involvement takes approximately 5 hours of his time monthly. Mr. Callan's involvement is investment-related. Alternative Fund Advisors, LLC 101 Federal Street, Suite 1900 Boston, MA 02110
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Smith Callan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
April 24, 2025 - Present
ALPHACORE CAPITAL LLC
Office #1: 1250 Prospect Street Suite 1, La Jolla, CA 92037RIA
CRD#: 174346
LA JOLLA, CA
Past
January 12, 2007 - May 15, 2025
CALLAN CAPITAL, LLC
RIA
CRD#: 142527
LA JOLLA, CA
Past
January 18, 2001 - January 17, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LA JOLLA, CA
Past
March 27, 2000 - January 17, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LA JOLLA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALPHACORE CAPITAL LLC
ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS
CRD#: 174346 / SEC#: 801-108468
RIA
Registered Investment Advisory firm - (9/28/2016 Approved)California
Registered Investment Advisory firm - (11/9/2016 Terminated)Illinois
Registered Investment Advisory firm - (9/28/2016 Terminated)Indiana
Registered Investment Advisory firm - (10/13/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/24/2025)
IAR
Texas(4/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
AC
ALPHACORE CAPITAL LLC
ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS
CRD#: 174346 / SEC#: 801-108468
RIA
Registered Investment Advisory firm - (9/28/2016 Approved)California
Registered Investment Advisory firm - (11/9/2016 Terminated)Illinois
Registered Investment Advisory firm - (9/28/2016 Terminated)Indiana
Registered Investment Advisory firm - (10/13/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 Prospect St Suite 200, La Jolla, CA 92037
Mailing Address
Phone number
(858) 875-4100
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,249 |
| AUM (Assets Under Management) | $ 6,060,926,747 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
