Michele M. Nicoletta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Marie Nicoletta, who also goes by Michele Marie Minier, Michele M Nicoletta, Michele Nicoletta, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1998. Michele had worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2018 - July 18, 2022
ICE BONDS SECURITIES CORPORATION
November 20, 2014 - April 16, 2018
LIQUIDITY FINANCE LP
November 22, 2013 - February 4, 2014
AVATAR CAPITAL GROUP LLC
September 18, 2009 - December 7, 2011
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
September 22, 2008 - May 26, 2009
BARCLAYS CAPITAL INC.
July 26, 2005 - September 22, 2008
LEHMAN BROTHERS INC.
March 13, 2002 - July 29, 2005
DEUTSCHE BANK SECURITIES INC.
May 1, 2001 - March 4, 2002
J.P. MORGAN SECURITIES INC.
September 10, 1998 - May 1, 2001
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
ICE BONDS SECURITIES CORPORATION
CRD#: 123635 / SEC#: , 8-65601
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDITTRADE INC. | SHAREHOLDER | |
| BORSTELMANN, PETER L | PRESIDENT/DIRECTOR | 4825965 |
| EILEN, JEFFREY PHILIP | CHIEF COMPLIANCE OFFICER | 6149705 |
| FICARRA, THOMAS JOSEPH | DIRECTOR | 5502295 |
| LANSING, RYAN WILLIAM | DIRECTOR | 5408916 |
| MCKISSICK, JOHN JOSEPH | PRINCIPAL OPERATIONS OFFICER | 4939416 |
| THOMASSON, SEAN JOSEPH | FINANCIAL PRINCIPAL | 5124423 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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