Gentry D. Doxey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gentry Darnell Doxey was a registered financial professional .
Gentry is a previously registered financial professional and started their career in finance in 2000. Gentry had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2015 - January 2, 2019
ONE SOURCE ADVISORY SERVICES, LLC
September 11, 2009 - December 31, 2014
ONE SOURCE ADVISORY SERVICES, LLC
February 13, 2007 - December 8, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 31, 2007 - December 8, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 2006 - October 25, 2006
GPC SECURITIES, INC.
March 19, 2003 - May 19, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
January 2, 2000 - May 19, 2004
IDS LIFE INSURANCE COMPANY
January 2, 2000 - May 19, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONE SOURCE ADVISORY SERVICES, LLC
CRD#: 150312 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 115 |
| AUM (Assets Under Management) | $ 18,732,369 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
