Eric M. Nicholson
Professional summary
Eric Mathew Nicholson is a registered financial professional currently at NORTHBORNE SECURITIES PARTNERS LLC located in Minneapolis, Minnesota.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1999. Eric has worked at 4 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Mathew Nicholson's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2022 - Present
NORTHBORNE SECURITIES PARTNERS LLC
Office #1: 212 Third Avenue North, Suite 500, Minneapolis, MN 55401Office #2: 212 Third Avenue North, Suite 500, Minneapolis, MN 55401August 1, 2016 - April 16, 2020
BMO CAPITAL MARKETS CORP.
July 31, 2003 - August 3, 2016
GREENE HOLCOMB & FISHER LLC
October 25, 1999 - August 8, 2003
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2022)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NORTHBORNE SECURITIES PARTNERS LLC
CRD#: 315017 / SEC#: , 8-70781
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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