Eric Mathew Nicholson
Professional Summary
Eric Mathew Nicholson is a registered financial advisor currently at NORTHBORNE SECURITIES PARTNERS LLC located in Minneapolis, Minnesota. Eric is registered as a RR (Registered Representative) and started their career in finance in 1999. Eric has worked at 4 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
NORTHBORNE SECURITIES PARTNERS LLC
Contact Information
Main Address
212 Third Avenue North, Suite 500, Minneapolis, MN 55401Mailing Address
212 Third Avenue North, Suite 500, Minneapolis, MN 55401Phone Number
(612) 351-8701Established
Delaware since 04/20/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/10/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eric Mathew Nicholson's CRS (Customer Relationship Summary).
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