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MM

Marty M. Martinez

ALLSTATE FINANCIAL ADVISORS
Henderson, NV 89014-8632
Some features on this profile are disabled
CRD#: 3091591
MM

Professional summary

Marty Michael Martinez, who also goes by Marty Martinez, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Henderson, Nevada and ALLSTATE FINANCIAL SERVICES, LLC located in Henderson, Nevada.

Marty is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Marty has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 52 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Marty Martinez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALLIANZ LIFE, ADDRESS-N/A, NON INVESTMENT RELATED, INSURANCE AGENT, SERVICE MY EXISTING ALLIANZ LIFE ANNUITY CLIENTS. (NON-SALES AGENT), 10%, TRAILING COMMISSIONS FROM EVERLAKE, LBL, WILTON RE, AND THE STANDARD POSITION: Agent NATURE: Servicing Allstate legacy business for Everlake, LBL, Wilton RE, and The Standard accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2025 ADDRESS: 1291 Galleria Drive Ste 125, Henderson NV 89014, United States DESCRIPTION: Servicing customers for Allstate legacy business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marty Michael Martinez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 24, 2013 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 1291 Galleria Dr Ste 125, Henderson, NV 89014-8632
RIA
CRD#: 109524
Henderson, NV
Current

May 15, 2013 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 1291 Galleria Dr Ste 125, Henderson, NV 89014-8632
BD
CRD#: 18272
Henderson, NV
Past

April 17, 2012 - January 2, 2013

TRICOR ADVISORY SERVICES, LLC

RIA
CRD#: 141775
LAS VEGAS, NV
Past

February 28, 2012 - January 2, 2013

TRICOR FINANCIAL, LLC

BD
CRD#: 142518
LAS VEGAS, NV
Past

October 27, 2011 - March 8, 2012

ARQUE CAPITAL, LTD.

BD
CRD#: 121192
SCOTTSDALE, AZ
Past

October 25, 2010 - January 25, 2011

OSAIC FS, INC.

RIA
CRD#: 3870
LAS VEGAS, NV
Past

October 1, 2010 - January 25, 2011

OSAIC FS, INC.

BD
CRD#: 3870
LAS VEGAS, NV
Past

August 10, 2010 - August 20, 2010

OSAIC FS, INC.

RIA
CRD#: 3870
LAS VEGAS, NV
Past

March 13, 2009 - July 26, 2010

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
LAS VEGAS, NV
Past

March 4, 2009 - July 26, 2010

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LAS VEGAS, NV
Past

July 2, 2008 - January 8, 2009

NEW ENGLAND SECURITIES

RIA
CRD#: 615
LAS VEGAS, NV
Past

June 26, 2008 - January 8, 2009

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

May 8, 2006 - July 3, 2008

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
LAS VEGAS, NV
Past

May 8, 2006 - July 3, 2008

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LAS VEGAS, NV
Past

October 17, 2003 - May 8, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
LAS VEGAS, NV
Past

October 17, 2003 - May 8, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
LAS VEGAS, NV
Past

August 5, 2002 - November 14, 2003

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
LAS VEGAS, NV
Past

August 5, 2002 - November 14, 2003

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

May 19, 2000 - August 5, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LAS VEGAS, NV
Past

March 16, 2000 - August 5, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 24, 2000 - March 1, 2000

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(10/2/2020)
RR
Arizona
(7/2/2018)
RR
California
(9/11/2018)
RR
Florida
(6/19/2019)
RR
Idaho
(8/2/2022)
RR
Illinois
(1/7/2025)
RR
Indiana
(9/23/2022)
RR
Michigan
(11/1/2021)
RR
Nevada
(5/17/2013)
IAR
Nevada
(5/24/2013)
RR
Ohio
(7/13/2021)
RR
Oregon
(11/25/2019)
RR
South Dakota
(6/4/2021)
RR
Texas
(11/30/2021)
RR
Utah
(5/17/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/24/2000
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/23/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/23/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 9/14/1999
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/22/2010
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524Henderson, NV 89014-8632

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