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KL

Kevin E. Laub

DEAN CAPITAL MANAGEMENT
Overland Park, KS 66213
Some features on this profile are disabled
CRD#: 3091575
KL

Professional summary


Kevin Eric Laub, CFA is a registered financial advisor currently at DEAN CAPITAL MANAGEMENT located in Overland Park, Kansas.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kevin has worked at 1 firm .

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Kevin Eric Laub's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Current

March 27, 2008 - Present

DEAN CAPITAL MANAGEMENT

Office #1: 7400 West 130th Street Suite 350, Overland Park, KS 66213
RIA
CRD#: 145666
Overland Park, KS

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DEAN CAPITAL MANAGEMENT
DEAN CAPITAL MANAGEMENT | DEAN CAPITAL MANAGEMENT, LLC

CRD#: 145666 / SEC#: 801-68942

RIA
Registered Investment Advisory firm - (3/11/2008 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(3/27/2008)

Exams


Current Firm


DC
DEAN CAPITAL MANAGEMENT
DEAN CAPITAL MANAGEMENT | DEAN CAPITAL MANAGEMENT, LLC

CRD#: 145666 / SEC#: 801-68942

RIA
Registered Investment Advisory firm - (3/11/2008 Approved)
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Contact information


Main Address
7400 West 130th Street Suite 350, Overland Park, KS 66213
Mailing Address
Phone number
(913) 944-4444
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Latest Form ADV

Part 2 Brochures

DCM ADV PART 2A 3025.3.25 (3/26/2025)

Regulatory assets under management


Total Number of Accounts502
AUM (Assets Under Management)$ 1,133,464,465

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2025
Cover Page
10/23/2024
08/23/2023
02/22/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DEAN CAPITAL MANAGEMENT

CRD#: 145666Overland Park, KS 66213

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