John W. Wood
Professional summary
John Wallace Wood III is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Radnor, Pennsylvania.
John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Wallace Wood III's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2024 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 130 N Radnor-chester Rd, Radnor, PA 19087January 29, 2020 - December 5, 2023
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
July 18, 2017 - April 13, 2020
MANULIFE INVESTMENT MANAGEMENT (US) LLC
December 21, 2012 - December 31, 2016
MANULIFE INVESTMENT MANAGEMENT (US) LLC
December 23, 2008 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
November 23, 2004 - December 31, 2006
JOHN HANCOCK DISTRIBUTORS LLC
November 23, 2004 - December 5, 2023
JOHN HANCOCK DISTRIBUTORS LLC
March 26, 2003 - July 19, 2004
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
April 6, 2000 - July 19, 2004
DWS DISTRIBUTORS, INC.
August 27, 1998 - February 14, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2024)
(2/27/2024)
(2/27/2024)
Exams
Series 6TO
Date: 2/13/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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