Carlos M. Noriega

ONEPOINT BFG WEALTH PARTNERS

PARSIPPANY, NJ 07054

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CRD#: 3091070

Professional summary

Carlos Manuel Noriega, CFP®, who also goes by Carlos Manuel Noriega Jr, is a registered financial advisor currently at ONEPOINT BFG WEALTH PARTNERS located in Parsippany, New Jersey.

Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Carlos has worked at 14 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carlos Manuel Noriega Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*526427 - FINRA; Investment related: No; New York, New York; Government ; FINRA Arbitrator (proprietor, partner, officer, director, employee, trustee, agent); 12/2022; During business hours: 1; After business hours: 0; Labor or Service

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Manuel Noriega's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 22, 2025 - Present

ONEPOINT BFG WEALTH PARTNERS

Office #1: 300 Kimball Drive Suite 310, Parsippany, NJ 07054

RIA

CRD#: 318366

PARSIPPANY, NJ

Past

April 16, 2019 - July 10, 2025

MORGAN STANLEY

RIA

CRD#: 149777

New York, NY

Past

April 15, 2019 - July 10, 2025

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

August 24, 2012 - March 22, 2019

FORESTERS ADVISORY SERVICES, LLC

RIA

CRD#: 164663

EDISON, NJ

Past

January 19, 2012 - March 22, 2019

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Past

January 31, 2011 - January 11, 2012

PGIM INVESTMENTS LLC

RIA

CRD#: 105670

NEWARK, NJ

Past

January 10, 2011 - January 11, 2012

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

March 3, 2010 - December 15, 2010

ARGENTUS SECURITIES, LLC

CRD#: 45915

DALLAS, TX

Past

February 25, 2009 - November 2, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW YORK, NY

Past

April 24, 2008 - November 2, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

January 20, 2005 - April 21, 2008

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

March 27, 2003 - May 13, 2003

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

November 20, 2002 - January 2, 2003

TAFFERER TRADING, LLC

CRD#: 36816

NEW YORK, NY

Past

April 26, 2000 - December 31, 2002

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

April 7, 1999 - April 19, 2000

ALL-TECH DIRECT, INC.

CRD#: 13992

MONTVALE, NJ

Past

August 31, 1998 - January 22, 1999

ICAPITAL MARKETS LLC

CRD#: 5209

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ONEPOINT BFG WEALTH PARTNERS

CRD#: 318366 / SEC#: 801-123232

RIA

Registered Investment Advisory firm - (2/14/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/23/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/21/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/29/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/21/2007

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 4/12/2006

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ONEPOINT BFG WEALTH PARTNERS

CRD#: 318366 / SEC#: 801-123232

RIA

Registered Investment Advisory firm - (2/14/2022 Approved)

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Contact information

Main Address

300 Kimball Drive Suite 310, Parsippany, NJ 07054

Mailing Address

Phone number

(973) 575-4180

Established

Firm type

Fiscal year end

# of Employees

176

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLEAKLEY FINANCIAL GROUP AMENDED PART 2A (7/22/2025)

BLEAKLEY FINANCIAL GROUP AMENDED WRAP BROCHURE (7/22/2025)

Regulatory assets under management

Total Number of Accounts	30,268
AUM (Assets Under Management)	$ 12,128,656,187

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Carlos M. Noriega

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Manuel Noriega's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

FORESTERS ADVISORY SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

PGIM INVESTMENTS LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

ARGENTUS SECURITIES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE DISTRIBUTORS, LLC

CITICORP INVESTMENT SERVICES

TAFFERER TRADING, LLC

UBS CAPITAL MARKETS L.P.

ALL-TECH DIRECT, INC.

ICAPITAL MARKETS LLC

Primary Firm SEC Registration

ONEPOINT BFG WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/23/2009

Series 63

Date: 9/18/1998

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 5/21/1999

Series 7

Date: 8/29/1998

Series 24

Date: 6/21/2007

Series 26

Date: 4/12/2006

Current Firm

ONEPOINT BFG WEALTH PARTNERS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ONEPOINT BFG WEALTH PARTNERS

TRUST BUT VERIFY

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