Martin Sullens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Sullens, who also goes by Martin Christopher Sullens, Marty Sullens, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1998. Martin had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2015 - July 16, 2025
MARYLAND FINANCIAL GROUP, INC.
March 31, 2014 - October 14, 2025
LPL FINANCIAL LLC
June 17, 2011 - October 15, 2012
MARYLAND FINANCIAL GROUP, INC.
June 9, 2011 - April 2, 2014
FSC SECURITIES CORPORATION
July 20, 2007 - December 14, 2010
FSC SECURITIES CORPORATION
January 28, 2002 - March 3, 2009
ADVANTAGE CAPITAL CORPORATION
May 26, 1999 - December 14, 2010
FSC SECURITIES CORPORATION
August 10, 1998 - November 13, 1998
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARYLAND FINANCIAL GROUP, INC.
CRD#: 122320 / SEC#: 801-99348
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,454 |
| AUM (Assets Under Management) | $ 880,267,065 |
Red Flags
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