RS
Randall B. Stoltz
CONCORDE ASSET MANAGEMENT
Scottsdale, AZ 85258
Some features on this profile are disabled
CRD#: 3090535
RS
Professional summary
Randall Brian Stoltz, who also goes by Randall Stoltz, Randy Brian Stoltz, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Scottsdale, Arizona and CONCORDE INVESTMENT SERVICES, LLC located in Scottsdale, Arizona.
Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Randall has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randall Stoltz | Randy Brian Stoltz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Stoltz Financial Partners, Inv related, Scottsdale AZ, DBA for sale and service of traditional, fixed ins. products. President, Agent & Producer. Start: 10/2003, 1-5 hrs/mo during trading hrs. 2) Clear Direction Investments LLC, Inv related, Scottsdale AZ, DBA name representing IAR & RR business with Concorde Inv Services LLC, prospecting for new clients & servicing existing clients as an invest. professional/financial planner-advisor. Doubles as an OBA for insurance & annuities. Registered Rep. Start: 12/2016 Full time during trading hrs. 3) Campus Advisers, Non-inv related, Scottsdale AZ. Founder, College planning/consulting firm, consultant to operating-business partner Lisa Hullinger and presenter to parents of college-bound students at high school meeting rooms. 1-5 hrs/mo during non-business hrs. 1-5 hrs/mo during business hrs. Start: 02/2022. 4) Legal Shield & ID Shield Services Inc/Legal Benefits-Stoltz LLC, Non-inv related, Scottsdale AZ. Ins. plan/Service to assist with personal identity safety & basic common legal issues. Referral Source. Start: 2/2018, 1-5 hrs/mo during non business hrs, 1-5 hrs/mo during business hrs. 5) Wealthpoint, Non-inv related, Scottsdale AZ, insur. and succession planning advisory firm to private companies/very profitable business owners, Refer clients to their firm. Get paid a fixed % who pay consulting fee or may split commission on a fixed/traditional life insurance policy. 1-5 hrs/mo during business hrs. Start: 10/2013. 6) Concorde Asset Management, LLC. Inv related. Ann Arbor, MI. Investment Advisory sales and service. Start: 03/2018. Full time trading hrs. 7) Concorde Ins Agency, INC. Inv Related. Scottsdale, Arizona. Selling and servicing insur needs. Start: 03/2018. 1-5 during business hrs and 1-5 hrs outside of business hrs. 8) Anthem One. Non-inv related. Start: 10/2020. Scottsdale, AZ. Title: Investor Lead Generator. Introduce business contacts to third party that presents investment opportunity. 1-5 hrs/mo during trading hrs. 9) Investment/Rental Real Estate, Non Inv related. Phoenix, AZ. Investor, buy/sell and sub-contract any improvements to the properties. 6-10 hrs/mo during non trading hrs, 1-5 hrs/mo during trading hrs. 10) Stoltz Financial Partners LLC, Non Inv related, Scottsdale Az, paid referral source for introducing borrowers to lenders, referrer introducing a borrower usually a client of a licensed real estate agent/broker, to a lender. Start: 12/2022, 1-5 hrs/mo during non trading hrs, 1-5 hrs mo during trading hrs. 11) Ohio State Life Insur/NexAnnuity, Inv related, Salt Lake City, UT, Agent/Producer, fixed annuity sales, broker fixed annuities, Start: 07/2023, 1-5 hrs/mo during non trading hrs, 1-5 hrs during trading hrs. 12) Legal Benefits-Stoltz LLC, Non inv related, Scottsdale AZ, Corporate LLC for Patti's Stoltz Legalshield Services commission sales business, LLC member, submit info to CPA, IRS. Start: 03/2018, 1-5 hrs/mo during non trading hrs, 1-5 hrs/mo during trading hrs. 13) Rockrich Stoltz LLC, Inv related. Start-May 2024. Acquire residential real estate to improve it and get it rented for Senior Care / Assisted Living, Scottsdale, AZ. Managing Member and 50% owner. 6-10 hrs/mo 14) RJ Group Homes 1 LLC. Inv related. Start: 05/2024. Acquire residential real estate to improve it and get it rented for Senior Care / Assisted Living, Scottsdale, AZ. Managing Member and 50% owner. 6-10 hrs/mo 15) RJGH Investors 1 LLC. Member. LLC for accounting purposes. Inv. related. Scottsdale, AZ. Start: 05/2024. 1-5 hrs/mo during non trading hrs, 1-5 hrs/mo during trading hrs 16) Captive Consultants/SRA 831b.com/831b-Experts LLC. Inv related, Start: 11/2024. Referral rep, refer clients who are potential fit to open capitive insur company. 6-10 hrs/mo during trading hour 17) Author-Clear Direction Investments. Non-inv related. Writing/selling book as prosp tool. Start Sept. 2025. Nicholasville, KY. 1-5hors/mo non-trad hrs. 6-10 hrs/mo trading h
CRS (Client Relationship Summary) - RIA
Click below to view Randall Brian Stoltz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2018 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 8390 E. Via De Ventura Suite F205, Scottsdale, AZ 85258RIA
CRD#: 140367
Scottsdale, AZ
Current
February 28, 2018 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 8390 E. Via De Ventura Suite F205, Scottsdale, AZ 85258Office #2: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108BD
CRD#: 151604
Scottsdale, AZ
Past
September 21, 2006 - March 2, 2018
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
SCOTTSDALE, AZ
Past
October 6, 2003 - March 2, 2018
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
SCOTTSDALE, AZ
Past
August 3, 1998 - August 27, 2003
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/28/2018)
IAR
Arizona(3/1/2018)
RR
Arkansas(8/17/2022)
IAR
Arkansas(1/23/2024)
RR
California(2/28/2018)
IAR
California(8/29/2022)
RR
Colorado(6/26/2023)
IAR
Colorado(6/26/2023)
RR
Florida(12/17/2021)
IAR
Florida(9/19/2024)
RR
Georgia(2/22/2024)
IAR
Georgia(2/22/2024)
IAR
Idaho(9/17/2021)
RR
Idaho(11/22/2023)
IAR
Illinois(9/30/2019)
RR
Illinois(9/12/2024)
RR
Iowa(1/27/2022)
IAR
Iowa(1/27/2022)
RR
Michigan(2/23/2024)
IAR
Michigan(2/23/2024)
RR
Minnesota(8/16/2022)
IAR
Minnesota(4/24/2023)
RR
New Mexico(5/10/2018)
IAR
New Mexico(6/5/2025)
RR
New York(2/1/2019)
IAR
New York(1/24/2024)
IAR
Ohio(8/10/2020)
RR
Ohio(8/11/2020)
RR
Oregon(1/4/2022)
IAR
Oregon(1/6/2022)
RR
Pennsylvania(1/3/2024)
IAR
Pennsylvania(8/16/2024)
IAR
Rhode Island(7/12/2022)
RR
Texas(11/8/2023)
RR
Utah(5/22/2018)
IAR
Utah(5/1/2020)
RR
Washington(2/28/2018)
IAR
Wisconsin(11/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
