Sean E. Heron

GLENMEDE INVESTMENT MANAGEMENT, LP

PHILADELPHIA, PA 19103

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CRD#: 3089621

Professional summary

Sean Edward Heron, CFA, who also goes by Sean E Heron, is a registered financial advisor currently at GLENMEDE INVESTMENT MANAGEMENT, LP located in Philadelphia, Pennsylvania.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Sean has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean E Heron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Edward Heron's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

August 5, 2010 - Present

GLENMEDE INVESTMENT MANAGEMENT, LP

Office #1: 1650 Market Street, One Liberty Place Suite 4000, Philadelphia, PA 19103

RIA

CRD#: 108165

PHILADELPHIA, PA

Past

July 31, 2006 - January 6, 2012

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

May 12, 2006 - July 3, 2006

MCGOWAN INVESTORS, L.P.

CRD#: 127813

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLENMEDE INVESTMENT MANAGEMENT, LP

GLENMEDE ADVISERS, INC | GLENMEDE INVESTMENT MANAGEMENT, LP

CRD#: 108165 / SEC#: 801-57826

RIA

Registered Investment Advisory firm - (8/25/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/5/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/13/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/28/2004

General Securities Representative Examination

Current Firm

GLENMEDE INVESTMENT MANAGEMENT, LP

GLENMEDE ADVISERS, INC | GLENMEDE INVESTMENT MANAGEMENT, LP

CRD#: 108165 / SEC#: 801-57826

RIA

Registered Investment Advisory firm - (8/25/2000 Approved)

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Contact information

Main Address

1650 Market Street, One Liberty Place Suite 4000, Philadelphia, PA 19103

Mailing Address

Phone number

(215) 419-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GLENMEDE INVESTMENT MANAGEMENT, LP FORM ADV, PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,174
AUM (Assets Under Management)	$ 7,069,365,851

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/28/2023	Cover Page	Report
03/29/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean E. Heron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Edward Heron's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLENMEDE INVESTMENT MANAGEMENT, LP

QUASAR DISTRIBUTORS, LLC

MCGOWAN INVESTORS, L.P.

Primary Firm SEC Registration

GLENMEDE INVESTMENT MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 63

Date: 4/13/2007

Series 7

Date: 10/28/2004

Current Firm

GLENMEDE INVESTMENT MANAGEMENT, LP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GLENMEDE INVESTMENT MANAGEMENT, LP

TRUST BUT VERIFY

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