Jason J. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Joseph Kelly, who also goes by Jason J Kelly, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2000. Jason had worked at 2 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2015 - January 4, 2016
ASCENSUS FINANCIAL SERVICES, LLC.
November 30, 2012 - May 30, 2014
ASCENSUS FINANCIAL SERVICES, LLC.
January 13, 2000 - November 12, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASCENSUS FINANCIAL SERVICES, LLC.
CRD#: 147257 / SEC#: , 8-67891
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
