Jerrie J. St. Clair
Professional summary
Jerrie Janelle St. Clair, who also goes by Jerrie Janelle St Clair, Jerrie J St. Clair, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
Jerrie is registered as a RR (Registered Representative) and started their career in finance in 1998. Jerrie has worked at 4 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 53, Series 24, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jerrie Janelle St. Clair's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Crosby Parkway, Covington, KY 41015May 2, 2016 - July 20, 2021
FIFTH THIRD SECURITIES, INC.
May 2, 2016 - July 20, 2021
FIFTH THIRD SECURITIES, INC.
July 24, 2012 - September 10, 2015
U.S. BANCORP INVESTMENTS, INC.
July 24, 2012 - September 10, 2015
U.S. BANCORP INVESTMENTS, INC.
February 23, 2011 - July 20, 2012
THE HUNTINGTON INVESTMENT COMPANY
October 4, 2010 - July 20, 2012
THE HUNTINGTON INVESTMENT COMPANY
September 23, 1998 - March 16, 2009
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
