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MM

Mickey M. Morton

TRUIST ADVISORY SERVICES
THOMASVILLE, NC 27361
Some features on this profile are disabled
CRD#: 3089359
MM

Professional summary

Mickey Murdock Morton, CFP® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Thomasville, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Lexington, North Carolina.

Mickey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Mickey has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mickey Murdock Morton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2008

Experience

Current

March 2, 2021 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 1040 Randolph St Fl 2, Thomasville, NC 27361
RIA
CRD#: 283390
THOMASVILLE, NC
Current

February 17, 2021 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 209 N Main St Fl 2, Lexington, NC 27292Office #2: 151 S Fayetteville St, Liberty, NC 27298Office #3: 1040 Randolph St, Thomasville, NC 27360Office #4: 6287 Old Us Highway 52, Lexington, NC 27295
BD
CRD#: 17499
Lexington, NC
Past

January 2, 2018 - March 2, 2021

BB&T SECURITIES, LLC

RIA
CRD#: 142785
RICHMOND, VA
Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

BD
CRD#: 142785
RICHMOND, VA
Past

December 5, 2017 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
SIMPSONVILLE, SC
Past

December 5, 2017 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
SIMPSONVILLE, SC
Past

April 13, 2017 - December 13, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
DURHAM, NC
Past

April 13, 2017 - December 13, 2017

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
DURHAM, NC
Past

November 1, 2016 - April 13, 2017

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
GREENSBORO, NC
Past

November 1, 2016 - April 13, 2017

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
GREENSBORO, NC
Past

April 15, 2014 - November 1, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
BURLINGTON, NC
Past

April 15, 2014 - November 1, 2016

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BURLINGTON, NC
Past

March 13, 2008 - April 7, 2014

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
DURHAM, NC
Past

August 21, 1998 - April 7, 2014

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
DURHAM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA
Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/3/2024)
RR
Arkansas
(7/31/2024)
RR
California
(6/3/2024)
RR
District of Columbia
(6/3/2024)
RR
Florida
(2/17/2021)
RR
Georgia
(6/3/2024)
RR
Kentucky
(2/17/2021)
RR
Maryland
(8/28/2025)
RR
Massachusetts
(6/3/2024)
RR
Minnesota
(6/3/2024)
RR
Nebraska
(6/3/2024)
RR
North Carolina
(2/17/2021)
IAR
North Carolina
(3/2/2021)
RR
Ohio
(6/3/2024)
RR
Pennsylvania
(6/3/2024)
RR
South Carolina
(2/17/2021)
RR
Texas
(6/3/2024)
RR
Virginia
(9/22/2021)
RR
Washington
(6/3/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/18/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/31/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 9/29/2014
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 8/18/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 8/13/2010
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/17/2010
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA
Registered Investment Advisory firm - (5/18/2016 Approved)
PREMIUM
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Contact information

Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (12/1/2025)
TAS AMC WRAP MANAGED PROGRAMS BROCHURE (12/1/2025)

Regulatory assets under management

Total Number of Accounts124,363
AUM (Assets Under Management)$ 67,736,740,585

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
04/24/2025
Cover Page
Report
03/28/2024
Cover Page
Report
04/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUIST ADVISORY SERVICES, INC.

CRD#: 283390Thomasville, NC 27361

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