Leanne M. Arthur
Professional summary
Leanne Marie Arthur is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Tampa, Florida.
Leanne is registered as a RR (Registered Representative) and started their career in finance in 2001. Leanne has worked at 2 firms and has passed the Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leanne Marie Arthur's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2003 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 4301 Anchor Plaza Pkwy. Suite 450, Tampa, FL 33634November 20, 2001 - September 5, 2003
JONATHAN ROBERTS FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(9/12/2003)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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Company Information
J.W. COLE FINANCIAL, INC.
CRD#: 124583Tampa, FL 33634TRUST BUT VERIFY
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