Michael A. Bareng
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Aguillon Bareng was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2018 - May 29, 2024
HYPO FINANCIAL SERVICES AND INVESTMENT ADVISER
February 22, 2017 - January 5, 2018
IBAA
October 21, 2016 - April 17, 2018
HYPO FINANCIAL SERVICES AND INVESTMENT ADVISER
January 26, 2016 - April 8, 2016
HYPO FINANCIAL SERVICES AND INVESTMENT ADVISER
August 28, 1998 - November 29, 1999
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HYPO FINANCIAL SERVICES AND INVESTMENT ADVISER
CRD#: 165439 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 269,654 |
Red Flags
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