Marc G. Berman

COLMAN KNIGHT ADVISORY GROUP

Acton, MA 01720

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CRD#: 3088816

Professional summary

Marc Gerald Berman, CFP® is a registered financial advisor currently at COLMAN KNIGHT ADVISORY GROUP, LLC located in Acton, Massachusetts.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Marc has worked at 2 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Gerald Berman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 21, 2004 - Present

COLMAN KNIGHT ADVISORY GROUP, LLC

Office #1: 530 Great Road, Acton, MA 01720

RIA

CRD#: 119696

Acton, MA

Past

July 24, 1998 - February 16, 2000

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLMAN KNIGHT ADVISORY GROUP, LLC

CRD#: 119696 / SEC#: 801-61940

RIA

Registered Investment Advisory firm - (4/16/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/21/2004)

IAR

Texas
(5/7/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/16/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/23/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COLMAN KNIGHT ADVISORY GROUP, LLC

CRD#: 119696 / SEC#: 801-61940

RIA

Registered Investment Advisory firm - (4/16/2003 Approved)

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Contact information

Main Address

530 Great Road, Acton, MA 01720

Mailing Address

Phone number

(978) 371-2015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/12/2025)

Regulatory assets under management

Total Number of Accounts	405
AUM (Assets Under Management)	$ 175,230,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marc G. Berman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Gerald Berman's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLMAN KNIGHT ADVISORY GROUP, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

COLMAN KNIGHT ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/23/1998

Series 7

Date: 2/16/1999

Series 6

Date: 7/23/1998

Current Firm

COLMAN KNIGHT ADVISORY GROUP, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLMAN KNIGHT ADVISORY GROUP, LLC

TRUST BUT VERIFY

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