Christopher M. Tenaglia
Professional summary
Christopher Marc Tenaglia is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Sarasota, Florida and TRUIST INVESTMENT SERVICES, INC. located in Sarasota, Florida.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Marc Tenaglia's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1777 Main St Fl 7, Sarasota, FL 34236January 5, 2006 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1777 Main St Fl 1 & 7, Sarasota, FL 34236Office #2: 5035 Ocean Blvd, Sarasota, FL 34242August 30, 2006 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
November 5, 2004 - January 11, 2006
RAYMOND JAMES & ASSOCIATES, INC.
May 2, 2000 - November 9, 2004
EDWARD JONES
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2024)
(7/20/2020)
(7/12/2011)
(10/18/2012)
(1/5/2006)
(8/15/2016)
(8/3/2016)
(1/22/2013)
(9/15/2021)
(7/2/2008)
(6/12/2024)
(9/14/2022)
(1/5/2010)
(11/9/2020)
(6/12/2024)
(1/5/2010)
(8/3/2006)
(3/25/2013)
(5/15/2013)
(6/12/2024)
(1/26/2012)
(3/22/2019)
(7/22/2010)
(12/16/2014)
(8/10/2017)
(9/14/2020)
(11/27/2012)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
