DC
Deanna L. Carroll
STATE FARM INVESTMENT MANAGEMENT
Creve Coeur, MO 63141
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CRD#: 3088532
DC
Professional summary
Deanna Lorraine Carroll is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Creve Coeur, Missouri and STATE FARM VP MANAGEMENT CORP. located in Lebanon, Illinois.
Deanna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Deanna has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CRYSTAL POINT PROPERTIES, LLC; NON-INVESTMENT RELATED; 629 W FALLS CT O'FALLON, MO 63368; INVESTMENT OR COMMERCIAL PROPERTY; OWNER; 10/2010; 20 HRS/MTH-5 DURING TRADING HOURS; REAL ESTATE INVESTING. BUYING HOMES AND SELLING OR RENTING OUT; OWNER AND OPERATOR. 2) SELECT PROPERTIES LLC; NON-INVESTMENT RELATED; PO BOX 26176 ST. LOUIS, MO 63136; INVESTMENT OR COMMERCIAL PROPERTY; MEMBER; 12/01/2011; 2 HRS/MTH-NONE DURING TRADING HOURS; BUYING AND SELLING REAL ESTATE; MEMBER OF THE LLC AND ABLE TO SIGN ON THE LLC'S BEHALF. 3) MARG LLC, non-investment related, 11780 Manchester RD Ste 103 Saint Louis MO 63131, Membership/Civic/Fraternal Organization, officer, secretary, 04/15/2019, Recording Secretary, 2hr/mo. 1hr/mo. 4) Deanna Carroll's Insurance Agency; Insurance Agency; Investment-related; 12324 Olive Blvd, Creve Coeur, MO 63141; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 1/1/1999; 80; 80; Service customers and supervise employees 5) Legacy at Patriots Ridge Homeowners Association; non-investment related; 540 John Pitman Dr Cottleville MO 63304; Association/Committee/Council; Director; Secretary/Treasurer; 07/01/2022; 2; 1; serve on the board of directors for my homeowners' association and hold the office of Secretary/Treasurer which will involve reviewing the association's financial reports and also taking minutes at the board meetings.
CRS (Client Relationship Summary) - RIA
Click below to view Deanna Lorraine Carroll's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 6, 2024 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 12324 Olive Blvd, Creve Coeur, MO 63141RIA
CRD#: 3487
Creve Coeur, MO
Current
August 26, 1998 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 114 Wakanda Drive Ste B, Lebanon, IL 62254BD
CRD#: 43036
Lebanon, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(1/20/2022)
IAR
Illinois(3/6/2024)
RR
Kansas(6/5/2007)
IAR
Kansas(3/6/2024)
RR
Missouri(1/2/2001)
IAR
Missouri(3/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Creve Coeur, MO 63141TRUST BUT VERIFY
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