Renee R. Yager
Professional summary
Renee Rae Yager, who also goes by Nicky Klingenberg, Renee Klingenberg, Renee Rea Klingenberg, Nicky Yager, Renee Rae Yager, Renee Yager, is a registered financial professional currently at MUTUAL SECURITIES, INC. located in Omaha, Nebraska.
Renee is registered as a RR (Registered Representative) and started their career in finance in 2002. Renee has worked at 12 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Renee Rae Yager's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2023 - Present
MUTUAL SECURITIES, INC.
Office #1: 9140 W. Dodge Ste. 230, Omaha, NE 68114January 14, 2021 - August 30, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 10, 2016 - October 29, 2019
AXOS CLEARING LLC
March 2, 2015 - October 26, 2015
GENEOS WEALTH MANAGEMENT, INC.
June 2, 2014 - March 31, 2016
MANARIN INVESTMENT COUNSEL LTD
June 2, 2014 - March 13, 2015
MANARIN SECURITIES CORPORATION
February 3, 2014 - May 14, 2014
STOCKCROSS FINANCIAL SERVICES, INC.
January 2, 2013 - January 22, 2014
WELLS FARGO CLEARING SERVICES, LLC
December 12, 2012 - January 22, 2014
WELLS FARGO CLEARING SERVICES, LLC
November 5, 2012 - January 2, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 26, 2012 - January 2, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 2, 2007 - December 2, 2010
BANCWEST INVESTMENT SERVICES, INC.
October 19, 2006 - January 1, 2007
BANCWEST INVESTMENT SERVICES, INC.
April 27, 2006 - December 2, 2010
BANCWEST INVESTMENT SERVICES, INC.
March 27, 2003 - March 1, 2006
A. G. EDWARDS & SONS, INC.
March 27, 2003 - March 1, 2006
A. G. EDWARDS & SONS, INC.
April 4, 2002 - March 27, 2003
NELSONREID, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2023)
Exams
FINRA
Current Firm
MUTUAL SECURITIES, INC.
CRD#: 13092 / SEC#: 801-68443, 8-28580
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL GROUP, INC. | CORPORATION | |
| CLAUSSEN, DAWN MARIE | CHIEF OPERATING OFFICER | 5445747 |
| DAMIANI, NICHOLAS ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 5669491 |
| JASPER, AARON T | CHIEF EXECUTIVE OFFICER | 5016734 |
| SABOL, RYAN STEPHEN | MANAGING PRINCIPAL | 4419285 |
| SHANNON, DEBRA DAWN | CHIEF COMPLIANCE OFFICER | 5021297 |
| VOSS, MITCHELL CRAIG | CHAIRMAN | 1029100 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 8 |
Red Flags
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Company Information
MUTUAL SECURITIES, INC.
CRD#: 13092Omaha, NE 68114TRUST BUT VERIFY
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