Frances E. Spurry

TRED AVON FAMILY WEALTH

Easton, MD 21601

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CRD#: 3088160

Professional summary

Frances Elizabeth Spurry, CFP®, who also goes by Elizabeth Spurry Keller, Beth Spurry, is a registered financial advisor currently at TRED AVON FAMILY WEALTH, LLC located in Easton, Maryland.

Frances is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Frances has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth Spurry Keller | Beth Spurry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frances Elizabeth Spurry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 9, 2025 - Present

TRED AVON FAMILY WEALTH, LLC

Office #1: 8603 Commerce Drive Suite 7a, Easton, MD 21601

RIA

CRD#: 174115

Easton, MD

Past

March 28, 2024 - December 31, 2024

TRED AVON FAMILY WEALTH, LLC

RIA

CRD#: 174115

EASTON, MD

Past

February 17, 2021 - December 31, 2023

TRED AVON FAMILY WEALTH, LLC

RIA

CRD#: 174115

EASTON, MD

Past

February 27, 2015 - December 31, 2020

TRED AVON FAMILY WEALTH, LLC

RIA

CRD#: 174115

EASTON, MD

Past

July 31, 2008 - December 8, 2014

LPL FINANCIAL LLC

CRD#: 6413

EASTON, MD

Past

December 3, 2007 - December 8, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

EASTON, MD

Past

June 6, 2007 - August 1, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

EASTON, MD

Past

June 6, 2007 - August 1, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

EASTON, MD

Past

December 10, 2004 - January 23, 2007

MERCANTILE BROKERAGE SERVICES, INC.

CRD#: 6784

EASTON, MD

Past

September 10, 2002 - December 10, 2004

MERCANTILE SECURITIES, INC.

CRD#: 109371

BALTIMORE, MD

Past

February 7, 2001 - July 15, 2002

H.C.WAINWRIGHT & CO., LLC

CRD#: 375

NEW YORK, NY

Past

September 2, 1998 - February 6, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRED AVON FAMILY WEALTH, LLC

CRD#: 174115 / SEC#: 801-106937

RIA

Registered Investment Advisory firm - (11/19/2015 Approved)

Maryland

Registered Investment Advisory firm - (1/8/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(5/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/16/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/8/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/18/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/1/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/17/2001

General Securities Principal Examination

Current Firm

TRED AVON FAMILY WEALTH, LLC

CRD#: 174115 / SEC#: 801-106937

RIA

Registered Investment Advisory firm - (11/19/2015 Approved)

Maryland

Registered Investment Advisory firm - (1/8/2016 Terminated)

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Contact information

Main Address

8603 Commerce Drive Suite 7a, Easton, MD 21601

Mailing Address

Phone number

(410) 310-2064

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE/PART 2B BROCHURE SUPPLEMENT (6/24/2025)

Regulatory assets under management

Total Number of Accounts	297
AUM (Assets Under Management)	$ 473,788,704

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/24/2024	Cover Page	Report
06/24/2024	Cover Page	Report
06/24/2024	Cover Page	Report
06/24/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frances E. Spurry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frances Elizabeth Spurry's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRED AVON FAMILY WEALTH, LLC

TRED AVON FAMILY WEALTH, LLC

TRED AVON FAMILY WEALTH, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

MERCANTILE BROKERAGE SERVICES, INC.

MERCANTILE SECURITIES, INC.

H.C.WAINWRIGHT & CO., LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

TRED AVON FAMILY WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/16/1998

Series 63

Date: 9/9/1998

SIE

Date: 12/8/2014

Series 31

Date: 9/18/1998

Series 7

Date: 9/1/1998

Series 24

Date: 7/17/2001

Current Firm

TRED AVON FAMILY WEALTH, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRED AVON FAMILY WEALTH, LLC

TRUST BUT VERIFY

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