Robert M. Corey

ALT FUND DISTRIBUTORS LLC

New York, NY 10017

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CRD#: 3087827

Professional summary

Robert Martin Corey is a registered financial professional currently at ALT FUND DISTRIBUTORS LLC located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Martin Corey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2019 - Present

ALT FUND DISTRIBUTORS LLC

Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017

CRD#: 146547

New York, NY

Past

May 9, 2017 - May 7, 2018

TERRA CAPITAL MARKETS LLC

CRD#: 123762

MAHWAH, NJ

Past

November 2, 2016 - April 27, 2017

AQUILA DISTRIBUTORS LLC

CRD#: 1706

NEW YORK, NY

Past

December 17, 2015 - July 5, 2016

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

Pearl River, NY

Past

December 9, 2015 - July 5, 2016

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

April 21, 2003 - October 30, 2015

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

March 19, 2003 - October 30, 2015

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

February 4, 2000 - March 10, 2003

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

March 29, 1999 - January 25, 2000

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(2/14/2019)

Exams

State Security Law Exam

IAR

Series 65

Date: 4/17/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/26/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALT FUND DISTRIBUTORS LLC

ALT FUND DISTRIBUTORS LLC | CATALYST MUTUALS FUND DISTRIBUTORS LLC | CAPITAL REAL ESTATE SECURITIES, LLC | ASCENT REAL ESTATE SECURITIES, LLC | ASCENT REAL ESTATE SECURITIES LLC

CRD#: 146547 / SEC#: , 8-67829

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

140 East 45th Street Suite 15 B, New York, NY 10017

Mailing Address

140 East 45th Street Suite 15 B, New York, NY 10017

Phone number

(646) 757-8062

Established

Colorado since 12/18/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MFUND DISTRIBUTORS LLC	OWNER
MEEHAN, KEVIN PATRICK	CCO, FINOP	4652695
MILDER, LARRY IRWIN	CEO	1306646

Red Flags

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Firm Stability Insights

Robert M. Corey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Martin Corey's CRS (Customer Relationship Summary).

Certified licenses

Experience

TERRA CAPITAL MARKETS LLC

AQUILA DISTRIBUTORS LLC

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

LADENBURG THALMANN & CO. INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/17/2003

Series 63

Date: 4/22/1999

SIE

Date: 5/7/2018

Series 7

Date: 3/26/1999

FINRA

Current Firm

ALT FUND DISTRIBUTORS LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ALT FUND DISTRIBUTORS LLC

TRUST BUT VERIFY

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