Anna Christakos

WESTFIELD WEALTH MANAGEMENT

Cranford, NJ 07016

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CRD#: 3087348

Professional summary

Anna Christakos is a registered financial advisor currently at WESTFIELD WEALTH MANAGEMENT, LLC located in Cranford, New Jersey.

Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Anna has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CHRISTAKOS & CO., PC - OWNER / CPA FIRM - TAX PREPARATION/ACCOUNTING/BOOKKEEPING - SINCE 01/1988 - WESTFIELD, NJ - NOT INVESTMENT RELATED--- 2) CENTURY 21 - ASSOCIATE - REAL ESTATE SALES - CRANFORD, NJ - SINCE 10/2006 - INVESTMENT RELATED--- 3) WESTFIELD WEALTH MANAGEMENT - EMPLOYEE - CLERICAL SUPPORT FOR INSURANCE & ADVISORY SERVICES - WESTFIELD, NJ - SINCE 01/2007 - NOT INVESTMENT RELATED--- 4) WESTFIELD BENEFIT SERVICES, LLC - OWNER/MANAGER - EMPLOYEE BENEFITS & INSURANCE SALES AND SERVICE - WESTFIELD, NJ - SINCE 10/2010 - INVESTMENT RELATED--- 5) GIOVANNONE FAMILY LLC - MEMBER/PART OWNER - LLC HOLDS FAMILY INVESTMENTS - SINCE 05/2013 - WESTFIELD NJ - NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Christakos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2009 - Present

WESTFIELD WEALTH MANAGEMENT, LLC

Office #1: 200 South Avenue East Suite 303, Cranford, NJ 07016

RIA

CRD#: 125421

Cranford, NJ

Past

January 26, 2005 - December 31, 2015

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

WESTFIELD, NJ

Past

February 23, 2001 - January 30, 2003

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

November 2, 1998 - February 2, 2001

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/18/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/30/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WESTFIELD WEALTH MANAGEMENT, LLC

CHRISTAKOS FINANCIAL GROUP, LLC | WESTFIELD WEALTH MANAGEMENT, LLC

CRD#: 125421 / SEC#: 801-62753

RIA

Registered Investment Advisory firm - (5/25/2005 Terminated)

New Jersey

Registered Investment Advisory firm - (3/5/2003 Approved)

Texas

Registered Investment Advisory firm - (4/3/2015 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

200 South Avenue East Suite 303, Cranford, NJ 07016

Mailing Address

Phone number

(908) 654-4784

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	192
AUM (Assets Under Management)	$ 88,976,994

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anna Christakos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Christakos's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTFIELD WEALTH MANAGEMENT, LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FIRST ALLIED SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/2008

Series 63

Date: 10/6/1998

SIE

Date: 12/31/2015

Series 6

Date: 10/30/1998

Current Firm

WESTFIELD WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WESTFIELD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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