CC
Chad F. Cruse
STATE FARM INVESTMENT MANAGEMENT
Moline, IL 61265
Some features on this profile are disabled
CRD#: 3087342
CC
Professional summary
Chad Frank Cruse is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Moline, Illinois and STATE FARM VP MANAGEMENT CORP. located in Moline, Illinois.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Chad has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31, Series 7 and Series 52 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) C&M CAPITAL HOLDINGS LLC; NON-INVESTMENT-RELATED; 1922 7TH STREET, MOLINE, IL 61265; THIS LLC OWNS THE BUILDING WHERE MY AGENCY IS AND I RENT OUT THE OTHER HALF OF THE BUILDING.; 50% PARTNER; 10/2007; 4-HOUR PER MONTH DEVOTED; 3 DURING TRADING HOURS; OWN BUILDING, I AM THE LANDLORD OF THE BUILDING, I RECEIVE RENT FROM MY TENANT. 2) Chad Cruse's Insurance Agency; Insurance Agency; Investment-related; 1922 7th St Moline, IL 61265-4632; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 4/1/2005; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Chad Frank Cruse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1922 7th St, Moline, IL 61265RIA
CRD#: 3487
Moline, IL
Current
May 5, 2004 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1922 7th St., Moline, IL 61265-4632BD
CRD#: 43036
Moline, IL
Past
November 2, 2005 - December 31, 2008
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
MOLINE, IL
Past
November 29, 2000 - March 25, 2004
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
OAK BROOK,, IL
Past
August 29, 2000 - March 25, 2004
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
July 24, 1998 - August 31, 2000
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/22/2024)
IAR
Florida(8/14/2024)
RR
Illinois(5/5/2004)
IAR
Illinois(10/30/2018)
RR
Iowa(6/13/2006)
IAR
Iowa(5/9/2019)
RR
Wisconsin(12/8/2023)
IAR
Wisconsin(12/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Moline, IL 61265TRUST BUT VERIFY
Monitor Chad Cruse
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
