Kelly J. Sams
Professional summary
Kelly J Sams is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.
Kelly is registered as a RR (Registered Representative) and started their career in finance in 1999. Kelly has worked at 4 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelly J Sams's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2017 - Present
ALLIANCE-ONE INVESTMENTS, LLC
Office #1: 4000 N Mingo Rd, Tulsa, OK 74116August 16, 2006 - September 6, 2013
WALNUT STREET SECURITIES, INC.
August 16, 2006 - January 26, 2015
NEW ENGLAND SECURITIES
November 1, 2001 - August 11, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
February 16, 1999 - May 16, 2006
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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Company Information
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025Tulsa, OK 74116TRUST BUT VERIFY
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