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MH

Michael P. Hines

ICAPITAL MARKETS
NEW YORK, NY 10165
Some features on this profile are disabled
CRD#: 3087223
MH
Michael Philip HinesICAPITAL MARKETS

Professional summary

Michael Philip Hines, CIMA®, who also goes by Michael Hines, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Michael Hines

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Philip Hines's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

July 2, 2026 - Present

ICAPITAL MARKETS LLC

Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165
BD
CRD#: 118219
NEW YORK, NY
Past

November 13, 2002 - February 20, 2026

LORD, ABBETT & CO. LLC

RIA
CRD#: 110391
JERSEY CITY, NJ
Past

August 19, 2002 - February 20, 2026

LORD ABBETT DISTRIBUTOR LLC

BD
CRD#: 530
JERSEY CITY, NJ
Past

June 29, 2000 - August 28, 2002

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

July 27, 1998 - June 6, 2000

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/2/2026)
RR
Alaska
(7/2/2026)
RR
Arizona
(7/2/2026)
RR
Arkansas
(7/2/2026)
RR
California
(7/2/2026)
RR
Colorado
(7/2/2026)
RR
Connecticut
(7/2/2026)
RR
Delaware
(7/2/2026)
RR
District of Columbia
(7/2/2026)
RR
Florida
(7/2/2026)
RR
Georgia
(7/2/2026)
RR
Hawaii
(7/2/2026)
RR
Idaho
(7/2/2026)
RR
Illinois
(7/2/2026)
RR
Indiana
(7/2/2026)
RR
Iowa
(7/2/2026)
RR
Kansas
(7/2/2026)
RR
Kentucky
(7/2/2026)
RR
Louisiana
(7/2/2026)
RR
Maine
(7/2/2026)
RR
Maryland
(7/2/2026)
RR
Massachusetts
(7/2/2026)
RR
Michigan
(7/2/2026)
RR
Minnesota
(7/2/2026)
RR
Mississippi
(7/2/2026)
RR
Missouri
(7/2/2026)
RR
Montana
(7/2/2026)
RR
Nebraska
(7/2/2026)
RR
Nevada
(7/2/2026)
RR
New Hampshire
(7/2/2026)
RR
New Jersey
(7/2/2026)
RR
New Mexico
(7/2/2026)
RR
New York
(7/2/2026)
RR
North Carolina
(7/2/2026)
RR
North Dakota
(7/2/2026)
RR
Ohio
(7/2/2026)
RR
Oklahoma
(7/2/2026)
RR
Oregon
(7/2/2026)
RR
Pennsylvania
(7/2/2026)
RR
Rhode Island
(7/2/2026)
RR
South Carolina
(7/2/2026)
RR
South Dakota
(7/2/2026)
RR
Tennessee
(7/2/2026)
RR
Texas
(7/2/2026)
RR
Utah
(7/2/2026)
RR
Vermont
(7/2/2026)
RR
Virginia
(7/2/2026)
RR
Washington
(7/2/2026)
RR
West Virginia
(7/2/2026)
RR
Wisconsin
(7/2/2026)
RR
Wyoming
(7/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/16/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/31/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/24/1998
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IM
ICAPITAL MARKETS LLC
AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: , 8-53640

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
60 East 42nd Street 26th Floor, New York, NY 10165
Mailing Address
60 East 42nd Street 26th Floor, New York, NY 10165
Phone number
(646) 520-2020
Established
Delaware since 08/13/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ICAPITAL MARKETS HOLDING LLCPARENT
GEORGE, THOMAS KEITHFINOP5378303
HOUSTON, STEPHEN HENRYHEAD OF BROKER DEALER1988668
MORGAN, COURTNEYCHIEF COMPLIANCE OFFICER6384535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICAPITAL MARKETS LLC

CRD#: 118219New York, NY 10165

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