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TA

Thomas P. Anastassiou

SYNERGY ADVISORS
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 3087198
TA

Professional summary

Thomas Peter Anastassiou JR, who also goes by Thomas Peter Anastassiou, is a registered financial professional currently at SYNERGY ADVISORS, LLC located in El Segundo, California.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1998. Thomas has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas Peter Anastassiou

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Peter Anastassiou JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 20, 2025 - Present

SYNERGY ADVISORS, LLC

Office #1: 880 Apollo Street Suite 230, El Segundo, CA 90245
BD
CRD#: 128264
El Segundo, CA
Past

June 7, 2012 - June 6, 2014

GLOBALIST CAPITAL, LLC

BD
CRD#: 152786
SANTA MONICA, CA
Past

January 25, 2007 - June 28, 2010

KROLL SECURITIES LLC

BD
CRD#: 36927
LOS ANGELES, CA
Past

October 6, 2006 - December 31, 2006

CHANIN CAPITAL LLC

BD
CRD#: 42026
LOS ANGELES, CA
Past

November 24, 2003 - December 31, 2004

SYNERGY ADVISORS, LLC

BD
CRD#: 128264
EL SEGUNDO, CA
Past

August 12, 1998 - October 30, 2002

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/16/2026)
RR
New York
(1/16/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/16/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/19/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/17/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/10/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SA
SYNERGY ADVISORS, LLC
SYNERGY ADVISORS GROUP, LLC | SYNERGY ADVISORS, LLC

CRD#: 128264 / SEC#: , 8-66114

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
880 Apollo Street Suite 230, El Segundo, CA 90245
Mailing Address
880 Apollo Street Suite 230, El Segundo, CA 90245
Phone number
(310) 414-3200
Established
Delaware since 07/31/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MAGGIACOMO, ROBERT MORGANMANAGING MEMBER, CEO, REGISTERED PRINCIPAL, FINOP/CFO, CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER2119666
EMSLIE, JAMES ALBERTMEMBER, PARTNER, REGISTERED PRINCIPAL, AML OFFICER3051453

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SYNERGY ADVISORS, LLC

CRD#: 128264El Segundo, CA 90245

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