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Steven J. Cwienkala

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CRD#: 3087015
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven John Cwienkala SR, who also goes by Steven John Cwienkala, was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1998. Steven had worked at 3 firms and has passed the Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Steven John Cwienkala

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 9, 2014 - December 31, 2020

STEVEN J. CWIENKALA,SR DBA CWIENKALA & SALFI, CPA

RIA
CRD#: 124028
WEST POINT, PA
Past

September 5, 2002 - November 7, 2005

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
COLUMBUS, OH
Past

January 26, 2000 - February 28, 2001

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

December 3, 1998 - December 31, 1999

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/1/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


SJ
STEVEN J. CWIENKALA,SR DBA CWIENKALA & SALFI, CPA
STEVEN CWIENKALA, CPA, P.C. | STEVEN J. CWIENKALA,SR.DBA CWIENKALA & SALFI, CPA | STEVEN J. CWIENKALA,SR DBA CWIENKALA & SALFI, CPA

CRD#: 124028 / SEC#:

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Contact information


Main Address
1911 West Point Pike, West Point, PA 19486-0285
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STEVEN J. CWIENKALA,SR DBA CWIENKALA & SALFI, CPA

CRD#: 124028

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