Neil N. Cataldi
Professional summary
Neil Nicholas Cataldi, who also goes by Neil N Cataldi, is a registered financial advisor currently at BLUEPRINT CAPITAL MANAGEMENT, LLC located in Marlton, New Jersey and KELLEHER FINANCIAL ADVISORS, LLC located in Portland, Maine.
Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Neil has worked at 4 firms and has passed the Series 65, Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Neil Nicholas Cataldi's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2012 - Present
BLUEPRINT CAPITAL MANAGEMENT, LLC
Office #1: 3 Pondview Ct, Marlton, NJ 08053October 26, 2022 - Present
KELLEHER FINANCIAL ADVISORS, LLC
Office #1: 2 Union Street Suite 401, Portland, ME 04101June 10, 2004 - January 17, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLP
January 1, 2004 - March 26, 2004
FAM DISTRIBUTORS, INC.
Primary Firm SEC Registration
KELLEHER FINANCIAL ADVISORS, LLC
CRD#: 126021 / SEC#: 801-62029
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/3/2023)
(9/12/2012)
(11/10/2022)
Exams
Current Firm
KELLEHER FINANCIAL ADVISORS, LLC
CRD#: 126021 / SEC#: 801-62029
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 648 |
| AUM (Assets Under Management) | $ 1,025,582,365 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2024 | ||
| 10/25/2023 | ||
| 02/28/2023 |
Red Flags
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