Terry L. Garrard
Professional summary
Terry Lee Garrard JR, who also goes by Terry Lee Jr Garrard, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Cincinnati, Ohio.
Terry is registered as a RR (Registered Representative) and started their career in finance in 1998. Terry has worked at 2 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terry Lee Garrard JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 1999 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: One Financial Way, Cincinnati, OH 45242July 31, 1998 - September 27, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/24/2012)
(10/24/2025)
(3/4/2005)
(2/4/2005)
(2/4/2005)
(2/7/2005)
(6/26/2006)
(2/7/2005)
(6/23/2006)
(12/23/2010)
(2/7/2005)
(2/7/2005)
(9/30/1999)
(2/7/2005)
(2/9/2005)
(2/8/2005)
(6/27/2006)
(2/7/2005)
(2/8/2005)
(2/10/2005)
(2/8/2005)
(2/4/2005)
(2/22/2005)
(2/7/2005)
(2/8/2005)
(2/4/2005)
(2/8/2005)
(9/30/1999)
(2/4/2005)
(2/7/2005)
(2/7/2005)
(2/10/2005)
(2/9/2005)
(2/4/2005)
(2/4/2005)
(2/7/2005)
(5/4/2007)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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Company Information
THE O.N. EQUITY SALES COMPANY
CRD#: 2936Cincinnati, OH 45242TRUST BUT VERIFY
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