Peter M. Conneely
Professional summary
Peter Michael Conneely, who also goes by Peter Conneely, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Stamford, Connecticut.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1998. Peter has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Michael Conneely's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2021 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 First Stamford Place, Stamford, CT 06902June 18, 2019 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
January 9, 2004 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
October 19, 1999 - December 2, 2003
BNY MELLON SECURITIES CORPORATION
July 16, 1998 - October 14, 1999
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2021)
(1/16/2024)
(1/4/2022)
(1/16/2024)
(7/7/2021)
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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