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Omar A. Warren
STRATEGIC ADVISERS LLC
KISSIMMEE, FL
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CRD#: 3086424
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Professional summary
Omar A Warren SR., who also goes by Omar Alberto Warren Sr, Omar Alberto Warren Sr., Omar Alberto Warren, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Kissimmee, Florida and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Omar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Omar has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Omar Alberto Warren Sr | Omar Alberto Warren Sr. | Omar Alberto Warren
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-64176|OrgNmn:Central Florida Support Services LLC|Org Addr:Kissimmee,Florida,US|OBA Nature:Home Health Aides|Invst Rel:N|Title:Partner|Duties:Assist my wife with the business side of her company. |StrtDt:11-03-21|TotHrs/mon:5|TrdHrs/mon:0|OBA-64175|OrgNmn:360 Entertainment International LLC|Org Addr:Davenport,Florida,US|OBA Nature:360 Entertainment Internationa|Invst Rel:N|Title:Regional Director|Duties:Responsible for regional and local promotions and events. |StrtDt:11-04-21|TotHrs/mon:20|TrdHrs/mon:0|OBA-102463|OrgNmn:Spoken International LLC|Org Addr:Kissimmee,Florida,US|OBA Nature:Promotes spoken word poetry|Invst Rel:N|Title:Partner|Duties:Member|StrtDt:09-22-25|TotHrs/mon:10|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Omar A Warren SR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
KISSIMMEE, FL
Current
November 16, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
December 20, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
KISSIMMEE, FL
Past
October 8, 2021 - October 23, 2021
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
ORLANDO, FL
Past
September 9, 2021 - October 23, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
ORLANDO, FL
Past
October 1, 2012 - July 14, 2020
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
WINTER HAVEN, FL
Past
October 1, 2012 - July 14, 2020
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
WINTER HAVEN, FL
Past
August 10, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
LAKELAND, FL
Past
August 9, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
LAKELAND, FL
Past
June 15, 2009 - November 27, 2009
EDWARD JONES
RIA
CRD#: 250
KISSIMMEE, FL
Past
April 2, 2009 - November 27, 2009
EDWARD JONES
BD
CRD#: 250
KISSIMMEE, FL
Past
February 13, 2007 - December 31, 2007
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
March 2, 2006 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
ORLANDO, FL
Past
September 30, 1998 - July 25, 2005
FISERV INVESTOR SERVICES, INC.
BD
CRD#: 34637
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/16/2021)
RR
Alaska(11/16/2021)
RR
Arizona(11/16/2021)
RR
Arkansas(11/16/2021)
RR
California(11/16/2021)
RR
Colorado(11/16/2021)
RR
Connecticut(11/16/2021)
RR
Delaware(11/16/2021)
RR
District of Columbia(11/16/2021)
RR
Florida(11/16/2021)
IAR
Florida(3/31/2025)
RR
Georgia(11/16/2021)
RR
Hawaii(11/16/2021)
RR
Idaho(11/16/2021)
RR
Illinois(11/16/2021)
RR
Indiana(11/16/2021)
RR
Iowa(11/16/2021)
RR
Kansas(11/16/2021)
RR
Kentucky(11/16/2021)
RR
Louisiana(11/16/2021)
RR
Maine(11/16/2021)
RR
Maryland(11/16/2021)
RR
Massachusetts(11/16/2021)
RR
Michigan(11/16/2021)
RR
Minnesota(11/16/2021)
RR
Mississippi(11/16/2021)
RR
Missouri(11/16/2021)
RR
Montana(11/16/2021)
RR
Nebraska(11/16/2021)
RR
Nevada(11/16/2021)
RR
New Hampshire(11/16/2021)
RR
New Jersey(11/16/2021)
RR
New Mexico(11/16/2021)
RR
New York(11/16/2021)
RR
North Carolina(11/16/2021)
RR
North Dakota(11/16/2021)
RR
Ohio(11/16/2021)
RR
Oklahoma(11/16/2021)
RR
Oregon(11/16/2021)
RR
Pennsylvania(11/16/2021)
RR
Puerto Rico(11/16/2021)
RR
Rhode Island(11/16/2021)
RR
South Carolina(11/16/2021)
RR
South Dakota(11/16/2021)
RR
Tennessee(11/16/2021)
RR
Texas(11/16/2021)
IAR
Texas(3/31/2025)
RR
Utah(11/16/2021)
RR
Vermont(11/16/2021)
RR
Virginia(11/16/2021)
RR
Washington(11/16/2021)
RR
West Virginia(11/16/2021)
RR
Wisconsin(11/16/2021)
RR
Wyoming(11/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
