William Jay Dubinsky
Professional Summary
William Jay Dubinsky, who also goes by Bill Dubinsky, is a registered financial advisor currently at GALLAGHER SECURITIES, INC located in New York, New York. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. William has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 50, SIE, Series 7, Series 54 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Dubinsky
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
GALLAGHER SECURITIES INC. | WILLIS SECURITIES, INC. | WILLIS EQUITIES, INC. | WILLIS CAPITAL MARKETS | GALLAGHER SECURITIES, INC
Contact Information
Main Address
300 Madison Avenue 28th Floor, New York, NY, 10177Mailing Address
300 Madison Avenue 28th Floor, New York, NY, 10017Phone Number
(212) 309-3494Established
Delaware since 06/27/1977Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
2FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/21/2010)
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(9/6/2021)
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(6/25/2025)
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(5/21/2010)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Sep 2019About the Series 50 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Nov 2021About the Series 54 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view William Jay Dubinsky's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William Jay Dubinsky's CRS (Customer Relationship Summary).
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