Roland J. Geronimo
Professional summary
Roland Javier Geronimo is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Fairfax, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Arlington, Virginia.
Roland is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Roland has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roland Javier Geronimo's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 13049 Route 50, Fairfax, VA 22033May 19, 2004 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 6745 Langston Blvd, Arlington, VA 22205Office #2: 13049 Route 50, Fairfax, VA 22033Office #3: 13821 Route 50, Chantilly, VA 20151May 19, 2004 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
November 26, 2002 - May 8, 2004
QUICK & REILLY, INC.
July 5, 2001 - May 8, 2004
QUICK & REILLY, INC.
December 9, 1998 - June 7, 2001
MORGAN STANLEY DW INC.
September 11, 1998 - November 18, 1998
DMG SECURITIES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/10/2015)
(11/6/2023)
(5/19/2004)
(5/19/2004)
(9/15/2014)
(2/10/2023)
(9/19/2025)
(5/19/2004)
(8/1/2007)
(8/23/2021)
(5/23/2006)
(4/18/2016)
(4/14/2023)
(5/10/2021)
(3/24/2023)
(4/3/2023)
(5/19/2004)
(9/27/2016)
(1/16/2014)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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