Sean M. Ciemiewicz
Professional summary
Sean Mitchell Ciemiewicz, who also goes by Sean Ciemiewicz, is a registered financial advisor currently at ONEDIGITAL located in White Salmon, Washington and OSAIC WEALTH, INC. located in White Salmon, Washington.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Sean has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sean Mitchell Ciemiewicz's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2018 - Present
ONEDIGITAL
Office #1: 288 E Jewett Suite 400, White Salmon, WA 98672Office #2: 4835 E Cactus Road Ste 215, Scottsdale, AZ 85254August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 288 E. Jewett Ste 400, White Salmon, WA 98672Office #2: 6165 Greenwich Drive Suite 340, San Diego, CA 92122January 2, 2019 - August 23, 2024
TRIAD ADVISORS LLC
November 30, 2010 - December 31, 2018
LPL FINANCIAL LLC
October 29, 2010 - December 31, 2018
INDEPENDENT FINANCIAL PARTNERS
September 21, 2007 - December 1, 2010
NRP ADVISORS, INC.
September 21, 2007 - November 30, 2010
NRP FINANCIAL, INC.
July 1, 2003 - September 26, 2007
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - September 26, 2007
WELLS FARGO CLEARING SERVICES, LLC
October 28, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
August 26, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
ONEDIGITAL
CRD#: 106766 / SEC#: 801-40622
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(12/5/2018)
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(2/22/2019)
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Exams
FINRA
Current Firm
ONEDIGITAL
CRD#: 106766 / SEC#: 801-40622
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 38,423 |
| AUM (Assets Under Management) | $ 142,602,344,768 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 08/27/2024 | ||
| 10/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
