JC
Jamie L. Cox
FIRST HEARTLAND CONSULTANTS
ALBUQUERQUE, NM 87110
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CRD#: 3086266
JC
Professional summary
Jamie Leanne Cox, ChFC®, who also goes by Jamie Leanne Nielsen, is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Albuquerque, New Mexico and FIRST HEARTLAND CAPITAL, INC. located in Albuquerque, New Mexico.
Jamie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jamie has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jamie Leanne Nielsen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AXCESS FINANCIAL GROUP, INC. Investment related. Partner. Medical ins plans, cafeteria plans, employee benefits. Start 12/31/04. Alamosa State Bank. Not investment related. Director, chairman. Promisory notes. Start 12/31/04. JLC ENTERPRISES, LLC. Not investment related. Managing member. Personal LLC. Start 12/31/04. 5 J's L:C. Not investment related. Real estate company for rental real estate owned by Jamie Cox and spouse; first renter 3/1/19. No compensation but pass through schedule E. 1-2 hrs per month. Start 9/1/18. Insurance Advisory Services, LLC fka MJK Services LLC. Not investment related. Managing Member. One of three current owners. Formerly group Insurance brokering; currently administrative services only. Entity used solely for paying salaries/commissions and other private administrative tasks. This name not used publically; per reg BI I cannot use this entity name to market insurance or anything else since this entity is not actually a registered Investment Advisory. Start 4/24/15 First Heartland Consultants - Investment related - Investment advisory services - Start 6/25/15. Amaze Health. Non-investment related. Health insurance services. Start 6/10/24.
CRS (Client Relationship Summary) - RIA
Click below to view Jamie Leanne Cox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 25, 2015 - Present
FIRST HEARTLAND CONSULTANTS, INC.
Office #1: 6605 Uptown Blvd. Ne Suite 280, Albuquerque, NM 87110RIA
CRD#: 110377
ALBUQUERQUE, NM
Current
December 23, 2001 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 6605 Uptown Blvd Ne Suite 280, Albuquerque, NM 87110BD
CRD#: 32460
Albuquerque, NM
Past
May 13, 1999 - January 14, 2002
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
April 9, 1999 - May 13, 1999
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
April 8, 1999 - May 13, 1999
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Past
August 20, 1998 - March 23, 1999
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/29/2021)
RR
California(8/4/2021)
RR
Colorado(12/23/2001)
RR
Connecticut(7/26/2024)
RR
New Mexico(12/23/2001)
IAR
New Mexico(6/25/2015)
RR
Oklahoma(12/2/2021)
RR
Oregon(11/11/2022)
RR
Texas(10/22/2004)
RR
Utah(12/3/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367
Mailing Address
Phone number
(636) 625-0900
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 9,231 |
| AUM (Assets Under Management) | $ 1,771,078,009 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 08/12/2024 | ||
| 12/07/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377Albuquerque, NM 87110TRUST BUT VERIFY
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