Holly Nicholas Signorelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Holly Nicholas Signorelli MS, who also goes by Holly Michele Nicholas Ms, Holly Michele Nicholas, Holly Michele Nicholas-signorelli Ms, Holly Michelle Nicholas-signorelli, was a registered financial professional .
Holly is a previously registered financial professional and started their career in finance in 1998. Holly had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2017 - June 8, 2022
CABANA ASSET MANAGEMENT
February 18, 2016 - April 11, 2017
ENSEMBLE FINANCIAL, INC.
March 25, 2014 - February 9, 2016
SPC
March 21, 2014 - February 9, 2016
SIGMA FINANCIAL CORPORATION
August 14, 2013 - March 24, 2014
WFG ADVISORS, LP
August 12, 2013 - March 24, 2014
WFG INVESTMENTS, INC.
July 22, 2010 - August 7, 2013
ALAMO ASSET ADVISORS
February 3, 2010 - August 2, 2013
WFG INVESTMENTS, INC.
September 22, 2008 - January 4, 2010
STONEHURST SECURITIES, INC.
June 4, 2008 - January 4, 2010
STONEHURST SECURITIES, INC.
August 21, 2002 - June 12, 2008
EAGLE STRATEGIES LLC
December 14, 2000 - June 12, 2008
NYLIFE SECURITIES LLC
September 3, 1998 - December 22, 2000
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
CABANA ASSET MANAGEMENT
CRD#: 151418 / SEC#: 801-108439
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CABANA ASSET MANAGEMENT
CRD#: 151418 / SEC#: 801-108439
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 425 |
| AUM (Assets Under Management) | $ 576,705,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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