RP
Richard E. Perry
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Danvers, MA 01923
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CRD#: 3086053
RP
Professional summary
Richard Earle Perry JR, AIF®, who also goes by Richard Earle Perry, Rick Perry, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Danvers, Massachusetts and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Danvers, Massachusetts.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Richard has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Earle Perry | Rick Perry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RICHARD E PERRY JR JUSTICE OF THE PEACE, GLOUCESTER MI, 01/2003, OWNER, CIVIC/RELIGIOUS, NIR, 10 HR/MO 0 HR/MO TRADING 2) NOTARY PUBLIC, 89 NEWBURY STREET SUITE 302 DANVERS MA, 06/2024, AGENT, CIVIC, NIR, 1 HR/MO 1 HR/MO TRADING 3) THORNHILL FINANCIAL SERVICES, LLC, 89 Newbury Street, Suite 302, Danvers MA 01923, United States, 06/15/2024, Agent, Insurance/Benefits/Human Resources, NIR, 20 HR/MO 20 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/26/2024
CRS (Client Relationship Summary) - RIA
Click below to view Richard Earle Perry JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 18, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 89 Newbury St. Ste. 302, Danvers, MA 01923RIA
CRD#: 134139
Danvers, MA
Current
June 17, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 89 Newbury St. Ste. 302, Danvers, MA 01923BD
CRD#: 39543
Danvers, MA
Past
May 23, 2006 - June 17, 2024
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Danvers, MA
Past
May 19, 2006 - June 17, 2024
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Danvers, MA
Past
October 20, 2004 - May 23, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
NORTH READING, MA
Past
October 20, 2004 - May 23, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
NORTH READING, MA
Past
June 1, 2004 - October 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
CAMBRIDGE, MA
Past
May 18, 2004 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
January 31, 2003 - June 3, 2004
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
March 9, 2000 - January 31, 2003
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
SALEM, MA
Past
February 1, 2000 - January 31, 2003
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
September 8, 1998 - January 25, 2000
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/17/2024)
RR
Connecticut(6/17/2024)
RR
Florida(6/17/2024)
RR
Maine(6/17/2024)
RR
Maryland(6/17/2024)
RR
Massachusetts(6/17/2024)
IAR
Massachusetts(6/26/2024)
RR
New Hampshire(6/17/2024)
RR
New York(6/17/2024)
RR
North Carolina(6/19/2024)
RR
Rhode Island(6/17/2024)
RR
South Carolina(6/17/2024)
RR
South Dakota(6/17/2024)
RR
Tennessee(8/8/2024)
RR
Texas(6/17/2024)
IAR
Texas(6/18/2024)
RR
Vermont(6/17/2024)
RR
Virgin Islands(8/13/2025)
IAR
Virgin Islands(8/15/2025)
RR
Virginia(6/17/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Danvers, MA 01923TRUST BUT VERIFY
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